CHAPTER 2: Freedom
and Equality
TOWARDS
A DEFINITION OF FREEDOM
In this chapter we
examine the concepts of freedom and equality and seek to define these concepts
in concrete terms. We will examine the contrasting ideas that different
philosophers have had on the subject. We start out by postulating an overall
concept about what freedom is and then examine this model in detail. Our basic
premise is that freedom consists of making a choice among a number of
alternatives. Hence, freedom is essentially "freedom to"i.e.the
individual capacity to make a choice among a number of alternatives that is in
the best interests of the individual. We see "freedom from" as a way
to enlarge the set of alternatives. For example, freedom from slavery means
essentially that we are not confined to one mode of economic existence but have
a wider number of alternatives available to us. Once the external condition is
removed that prevents us from having access to a wider variety of alternatives,
then we say we are free from that condition. But at the same time we are free
to avail ourselves of a wider set of alternatives that the external condition
was blocking. Thus the external condition, whether of a political nature or an
apolitical feature of our environment or the result of ignorance, can be seen
as constraining or constricting the set of alternatives that are available to
us. The removal of this condition represents freedom from that condition.
External conditions can constrain the alternative set to only one choice in which
case we are forced into a certain situation in which we have no choice. Or
external conditions can shape and restrict the set of alternatives such that we
do have several choices, but the choices available to us may or may not be
desirable from our individual perspective.
The restriction of an
option set by an external authority is not necessarily a negative thing.
Parents restrict the option sets of their children in what may be called a
benign paternalism in order to weed out options which may be harmful or
hazardous to their children. In the same way governments may try to weed out
certain options for their citizens, for example the use of drugs, by making
them illegal. On the other hand external authorities may act despotically by
creating option sets for their citizens which are not in the citizens' best
interests and which represent tyranny.
We define freedom as the
capacity to act or to choose in such a way as to produce a desired result.
One's act or one's choice may in actuality produce or not produce the desired
result or, to phrase it somewhat differently, the degree of desirability of the
result may vary. We can make this more concrete by defining the satisfaction of
the result as the degree of desirability of the result. In general, if one is
totally satisfied with the result, the
satisfaction would be 100%. If one is totally unsatisfied, the satisfaction
would be 0. We can quantify the concept of freedom by noting that the number of
choices available or actions possible can be a variable. In general the greater
the number of choices or possible actions, the greater is the amount of freedom
that exists. Of the possible choices or acts, we define an individual's
preference rating as a complete specification of the individual's perceived
satisfaction over the options. Normally, if an individual has complete control
over the selection process, he will choose the option which represents the
highest satisfaction for him. If there
is a gap between the actual satisfaction of the result and the perceived
satisfaction, then a learning process will have taken place involving the
reassignment of values in the individual's preference rating. Another option
might then be selected which would result in a higher actual satisfaction. One
definition of intelligent behavior might be the process of sequentially
selecting options so as to increase the satisfaction of the results. A learning
process is taking place as to what options are in actuality more desirable.
If the individual does
not have complete control over the selection process, then the result which is
produced may be one that is less desirable or has a lower satisfaction than the
individual's first choice. This may be the case when an individual participates
in some kind of political or economic (market) process in which the results
that accrue to him are not necessarily those with the highest satisfaction for
that particular individual. There is then a gap between the satisfaction of the
actual outcome and the satisfaction of the optimal outcome. How big this gap is
will determine the individual's relative satisfaction or dissatisfaction with
the results and even the selection process (political or economic system)
itself. Therefore, there are three ways that an individual may be frustrated in
his selection process or three ways in which his freedom is diminished. One is
the constraint, whether natural or artificial, of the alternatives available.
Secondly, he may not have complete control of the selection process and wind up
with an alternative that isn't his highest preference. Third, he may wind up
with his most highly preferred alternative but then find by experience that it
is not as satisfactory as he thought it would be.
One way to increase the
potential satisfaction is to increase the number of options available. This may
be referred to roughly as increasing the freedom of a situation since a person
choosing from a limited set of options is arguably less free than a person
choosing from a larger set of options. Note, however, that the perceived
satisfaction of the most preferred option in a larger option set may be lower
than the perceived satisfaction of the most preferred option in a smaller set
so that the size of the option set which corresponds to the freedom does not necessarily
correlate with the amount of satisfaction to be derived from choosing the
option of highest perceived satisfaction within that set. Choosing from a large
option set of low quality options is not nearly as satisfying as choosing from
a small option set of high quality options. The purpose of enlarging the option
set should be to introduce higher quality options than currently available, not
to increase the number of choices for variety's sake alone.
There is a tendency in
highly developed capitalist societies to proliferate the options available in
terms of the number of consumer products. However, many of these choices are
bogus choices in that they represent essentially the same product with
different labeling and packaging, or they represent products that a person
really doesn't need or may be harmful to him, or they may be "old"
products packaged up as "new" products. The essential feature is the
proliferation of low quality options and the larger quantity of options available
is touted as proof that there is more "freedom" than in a socialist
society, for example, in which the variety of consumer goods is more limited.
However, one must examine the premise that because fifty different brands of
the same product are available, there is more freedom in that society than in a
society in which only five brands, shall we say, are available. We must examine
the quality of the available items. We must ask whether items such as low-cost
housing and medical insurance are available or only a hundred different types
of transistor radios. A proliferation of low-quality options does represent in
some sense more freedom, but we must look at the limitations of freedom and ask
is having more freedom really worth the price in some instances, and wouldn't we
be perhaps better off with a smaller option set of higher quality option sets,
options that are really meaningful in terms of real human needs and priorities.
Many options are artificial in the sense that there is an attempt made to
create an artificial need in the consumer through advertising for a particular
product. In capitalist societies there is no real attempt made to critically
evaluate the merits of a particular product so that the consumer has this
information available so that he can make an intelligent choice. There is no
set of checks and balances available in the economic arena such as there is in
the political arena. An independent evaluative mechanism that had the economic
power to counteract TV advertising would help to keep manufacturers and
promoters honest. Having manufacturers advertise their own products is similar
to having a government in which the executive branch passes judgment on itself.
The weeding out of low quality options is a function that should not be left up
to the individual consumer since he is relatively powerless compared with the
financial and persuasive power of large corporations. Ralph Nader's Consumers
Union is very much a step in the right direction, but they don't have the
financial power to counteract the effects of TV advertising.
Just as the concept of
economic freedom has been circumscribed, vitiated and undermined, the concept
of political freedom has been debased. In an article entitled,
"Disarmament: Beyond Illusions of Freedom," which deals with the subject
of how we are conditioned to believe we are free when we are not, we find the
following:
"Bounds of our freedom are routinely glorified in
North America. Mass media and politicians stress what can be done within
accepted boundaries. Like habitually-leashed animals, we may believe we have no
rational reason to roam. Unfortunately, what has been made to look like
freeedom and sound like freedom can turn out to be little more than a long
leash, extended by a power structure bent on maintaining nuclear escalation and
overall militarism.
Inevitably, lofty rhetoric accompanies the cheapening of
meaning-witness the heavy use of words like 'freedom' and 'liberation' in ads
for products ranging from new cars to minipads to bank accounts. The vitality
of the words is de-fanged and the concepts housebroken, trained to become
docile if sometimes troublesome pets of ruling elites." [When the US
government conducts a secret foreign policy as the Reagan administration has,
political freedom in terms of the ability of the populace to affect what's
going on, becomes a complete sham. At the same time, the illusion that the US
is a bastion of freedom is maintained. The taking away of our freedom is done
in the name of preserving freedom. Our freedom is being destroyed, supposedly,
to save it.]
The article
continues: "Approaching global holocaust, the illusion of freedom keeps us
sanguine about our own willingness to adhere to inculcated political practices:
A symbiosis of thermonuclear Pax Americana and proud domestic complacency.
Perpetual self-praise about our 'freedom' functions as a smug anesthetic inside
US borders-at the core of a wider 'Free World' encompassing numerous nations
where governments conduct systematic political murder and torture amidst
grinding poverty and elite opulence. 'Free Enterprise World' would be a more
accurate term, with FEW an appropriate acronym. The Free (Enterprise) World
denotes the diverse countries which provide hospitable conditions for
corporations seeking maximal profit margins for investment dollars;
geopolitical military positioning for the US government usually runs
parallel."1
Note also that a person
who is in the position of choosing from a larger set of options may have a
longer learning process or may have to relearn if his set of options is
suddenly augmented since he may not be aware of his preference ratings for the
larger set or the augmented set. The expansion of a person's option set may
come rather easily as in the case of an unexpected financial windfall such as
winning the lottery, or it may come only with the exercise of considerable
self-discipline as in the case of a musician or dancer who through constant
study and practice increases his repertoire and facility allowing him more
options in and, hopefully, more opportunities for performance. Another example
is the person who through diligence becomes fluent or "free" in a
language. An example of a reduced option set would be the case of a person who
has had a financial reversal or who through the aging process has lost some of
his facility as a musician or dancer.
One of the processes of
education and, hopefully, of evolution is the winnowing out of the option set
those results that have negative satisfaction. Negative satisfaction may be
dedfined as the satisfaction of a result which, having been chosen, leaves a
person worse off than he was originally or a result not in the person's best
interests. Sometimes options seem attractive and we may attach a lot of
perceived satisfaction to them, but, in the final analysis, they ultimately are
not conducive to our health and welfare broadly speaking. Such an option might
be eating candy or smoking, options which are very attractive to a lot of
people. However, dealing with the consequences of a lifetime spent overindulging
in the consumption of sugar and tobacco is not pleasurable since there are
serious health costs involved.
Another process of
education should be the encouragement of individuals to think creatively in
order to expand their own option sets. A person has first to visualize or
imagine a situation or alternative before he can even think about having that
alternative be a viable option for him. A person has first to imagine a better
life for himself or a better world to live in before he can even think about
taking the steps necessary to achieve the result of making that option a
reality. A person has to think creatively to see other options that are
possible in order to overcome the dictation of option sets that come about
through advertising or conformity or by the discouragement of change by vested
interests. And then a person has to think critically in order not to be duped
into choosing certain options that he may be encouraged by advertising to
choose which are not in his best interests.
A person may be
encouraged not to think about options that he might prefer either by political
or economic vested interests who wish to maintain the status quo either in
terms of the consumption of certain products or in terms of the maintainance in
office of certain politicians or a certain regime. General Motors does not want
to encourage the car buying public to think creatively in terms of buying the
best car available to suit a person's particular needs. Their interest is to
restrict one's option set inasmuch as possible to just the consideration of
General Motors products.
Erich Fromm has written:
"With regard to all basic questions of individual and social life, with
regard to psychological, economic, political, and moral problems, a great sector
of our culture has just one function-to befog the issues."2 Fromm considers freedom in terms of spontaneous
expression, the "spontaneous activity of the total, integrated
personality."3 He sees free expression as mainly carried on by
artists. "As a matter of fact, the artist can be defined as an individual
who can express himself spontaneously."4
Spontaneity could be defined as the ability to choose instantaneously from a
large variety of alternatives. The free person has at his command a large set
from which he can choose. The point here is that our basic definition of
freedom being the capacity to choose from an option set still holds, and that
for Fromm and others this option set consists of internal, psychological
options rather than external, material options. "There is no genuine
strength in possession as such, neither of material property nor of mental
qualities like emotions or thoughts. ...Ours is only that to which we are
genuinely related by our creative activity, be it a person or an inanimate
object. Only those qualities that result from our spontaneous activity give
strength to the self and thereby form the basis of its integrity."5
So in a sense the
learning process is a process of becoming less free in that it is a process of
eliminating certain options from the set of choices on the grounds that they
are not conducive to one's well-being. This is not always easy to do-especially
in a culture in which vested interests may be tied to the continued consumption
of products which are known not to be in the best interests of the consumers.
Considerable psychological pressure is brought to bear through advertising to
create a climate in the consumer's mind that the product will enhance his or
her sex appeal, glamour or status which are all good reasons, it is suggested,
for the continued consumption of the product. Advertising is a powerful tool
and is a form of propaganda which is promulgated not in the best interests of
the consumers but in the interests of selling products which is ultimately in
the best interests of the producers. At the same time, it seems natural that we
should be concerned with increasing our freedom by adding choices to our option
set on the grounds that at least some of them, once chosen, may result in a
genuine greater utility or satisfaction than the ones currently available.
Therefore, innovation and trying new things is highly desirable.
A libertarian may be
defined as someone who believes in the desirability of creating new options and
expanding option sets. A further distinction could be made between a selfish
libertarian, who is only concerned about expanding his own option sets and
hence his own freedom and an altruistic or socially responsible libertarian who
is also interested in expanding the options sets of others or, perhaps, of an
underprivileged or oppressed group within or without the society. Thus one may
be for more freedom for oneself or more freedom for people in general. The
creation of new options can be undertaken by individuals or by society at large
through the subsidation of certain projects or a combination of both. So it is
possible to imagine a socialist society in which the expansion of freedom for
the members of the society is undertaken by the society at large. Thus the
ideals of freedom and socialism are hardly incompatible. One may be a good
libertarian and a good socialist. Inventors represent a good example of people
who are in the business of creating new options. Artists are another example. A
true libertarian, one who is most concerned with the ideal of freedom, may be
thought of as one who actively promotes the creation of new and meaningful
options. A socially responsible libertarian then would be one who is interested
in seeing the proliferation of the newly created options to as many people as
possible.
The process of winnowing
out of the option set options which are not conducive to the individual's
well-being in addition to being undertaken by the individual can be undertaken
by society and mankind at large. In fact history can be thought of as a process
in which man decides not to choose options which have been shown to be mistakes
in the past, not to repeat errors. Societal knowledge can be used to rule out
certain options either for the individual or for the community which have
clearly been shown to be in error. In this way each individual does not have to
repeat all the mistakes of his forbearers and can rule out certain options
without having actually to have experienced the negative consequences of those
options.
A good example of how
society can get involved in countering the power of vested economic interests
when it has been shown that their products are dangerous for the consumer is
the current campaign to dissuade people from smoking in the US. Through
research it has been shown beyond a shadow of a doubt that smoking is harmful
to a person's health. This has been a historical process in which information
has been gathered over a period of time. A significant step was taken when TV
advertising for smoking was banned. Also TV countersmoking commercials are
being aired. Thus society is acting in order to tip the balance in favor of
non-smoking and acting to thwart the power of the tobacco producers. This is
the way that society should use its collective power to thwart the
victimization by powerful economic interests of its citizens in general.
We further define actual
freedom as a measure of the choices currently available, of choices capable of
immediate actualization. We define potential freedom as a measure of a set of
choices which might become available in time if a certain course is followed.
For example, a medical doctor is free to practise medicine. This represents an
actual capacity, actual freedom. A person who has the opportunity to enter medical
school and who is willing and able to pursue the course of study and do the
work involved to get his degree has the potential freedom to practise medicine.
Note that a person's potential freedom to practise medicine might be limited by
his ability to pay for his schooling or by his ability to do the coursework.
Freedom of opportunity
is potential freedom. Freedom to walk into a 7-11 and purchase whatever is on
the shelves, providing you have the money to pay for it, is actual freedom. We
have to assess how realistic the opportunity actually is in assessing the
quantity of potential freedom. If it is just a matter of pursuing a certain
course, exerting a certain amount of effort with the results guaranteed, then
the potential freedom is real. If the probability of success is less than
assured even if the course is pursued, then the effective freedom of
opportunity and the potential freedom are correspondingly diminished. Potential
freedom is freedom which has a probability associated with it. The key question
is how large this probability is. In times in which people found themselves
with a high ratio of land and natural resources to population, it was
reasonable to assume that an individual who was willing to work could better
his economic circumstances. Land and top soil was there for the farming of it.
Therefore, the probability of success and the potential freedom were quite
high. The situation for a poor child living in a ghetto is quite different. Or
for a poor peasant in a country where a small elite has controlled the land and
resources for generations, in which there is no frontier. There is some
probability associated with such a person's becoming a doctor or bank president
but, in his realistic assessment of this probability, he must of necessity
perceive it as quite low. The problem of selecting an alternative is made more
complicated by the introduction of probabilities associated with different
alternatives.
For example, let us say
an individual has a certain amount of money to spend on a car. He would like to
have a Porsche but he only has enough money for a used Ford. However, he could
take his money and play the lottery in the hope of winning enough to buy the
Porsche. The only problem is, if he loses, he winds up without any car at all.
So the options are: 1) winning the Porsche, 2) buying the Ford and 3) winding
up without any car. The individual has to decide what his preference rating is
over these alternatives. It obviously depends on how much he wants the Porsche
compared to the Ford, how much he doesn't want to wind up with no car
whatsoever and what the probabilities are of the various events. If the
probability of winning the Porsche is very low, then the liklihood is that, if
he plays the lottery, he will wind up with no car whatsoever. Let us define the
utility of an option as the expected value of the satisfaction of an outcome.
The expected value of the satisfaction of the option of playing the lottery in
the hope of gaining the Porsche would be the probability of winning the lottery
times the preference rating of the Porsche plus the probability of not winning
the lottery times the preference rating of having no car whatsoever. If this
utility value were greater than the preference rating of buying the Ford, then
the individual should play the lottery and take his chances. If the preference
rating of buying the Ford were greater than the utility value of playing the
lottery, then he should go out and buy the Ford. This would be a rational way
of choosing in a situation in which the alternatives had a lack of certainty or
a probability associated with some of them.
Under these
circumstances it is crucial to accurately assess what these probabilities are
and what the potential freedom associated with each option is. As the
probability associated with an outcome decreases, the potential freedom of
selecting that result as a viable alternative declines. When the probability
becomes negligible, that option ceases to be a viable option which is to say
that the utility of the option approaches zero. One of the biggest political
scams is perpetrated by a society which tries to convince its citizens that
they are free just because a particular option or options are not prohibited by
law when in fact the chances of those citizens manifesting that option or
options in their lives are negligible due to circumstances which prevail in the
society over which they have no control. It is crucial in deciding whether
freedom of opportunity is a fiction or a reality to assess what the actual chances
are for a person to avail himself of a particular option. This is the situation
confronting the poor person living in the ghetto: is there any hope for
improving his circumstances? There may be some small probability that he will
become President of GM just as there is some small probability that a citizen
of the USSR will become a wealthy capitalist, but, if this probability is
sufficiently small, the person will probably choose a life in which he avails
himself of more likely although perhaps more unsalutary options. Thus it is
easy to see that, if the probability of bettering one's circumstances by
working hard and obeying the law is sufficiently low, one will probably choose
a life of crime in which the chances for bettering oneself, even considering
the option of going to jail, are considerably higher. Also a person whose life
seems to be hopeless may choose to use drugs in order to experience some joy
even temporarily rather than have a life which is a monotone of dreariness. If
this person has some real options available, he may not choose a route in which
temporary joy is followed by increased suffering.
In the rest of our
discussion we will eliminate the probabilistic aspect of options and assume
that all options under consideration are non-probabilistic. Therefore, utility
and satisfaction will be used interchangably. We, therefore, in our proposed
model have an option set consisting of a number of alternatives, an individual preference rating which denotes
the perceived desirability of those alternatives and a satisfaction or utility
rating which measures the desirability of the alternatives once they have been
chosen and experienced. For the purpose of simplification, we will assume that
the utility rating is the same as the preference ratingi.e.that the
individual has perfect knowledge of the satisfaction to him of each alternative
in advance.
Finally, we consider the
meaning of unfreedom. We define unfreedom to be a situation in which a certain
option or option set is actually prohibited. The most common example of this is
the case in which laws are promulgated and enforced by society prohibiting
certain types of behavior and activities. Certain of these laws such as, for
instance, the laws prohibiting murder and stealing, represent manifestations of
the knowledge that these activities are not conducive to the well-being of
individuals or society. A normal individual does not feel deprived by having
these things prohibited. On the contrary, he feels protected. On the other hand
many, if not most, individuals would feel that a law prohibiting free speech
would be repressive.
It has been traditional
in the US to not prohibit by law certain activities which an individual
voluntarily participates in but which, nevertheless, may be harmful to that
individual. The repeal of the prohibition of the consumption of alcoholic
beverages is a case in point. This opens the door for the purveyance of all
sorts of products and services the purchase of which is a decision individually
and voluntarily determined, but which may have an adverse effect on the
purchaser's well-being. To complicate matters, there are some products which,
when consumed in moderation, may have a salubrious effect but which, when
consumed in excess, are harmful. Certainly education rather than the propaganda
of advertising is called for so that a person can consume intelligently and
stay away from those products and services which quite likely may have a
deleterious effect. In addition, products which have been found to have a high
probability of injury and to have very little in the way of redeeming value
after having been researched by highly qualified, unbiased and professional
people should be carefully regulated if not legally banned. The legal process
should be used to protect people from their own ignorance and self-destructive
tendencies. At the same time it should be used to protect people from the
rapacious greed of people who would not hesitate to sell and, through
advertising, create a false need for a product whose effect on the consumer is
negative.
It is debatable whether
or not a society should make the consumption of certain products illegal thus
diminishing the individual's freedom for the purpose of protecting his
well-being. This has been called legislating morality. On the other hand a
society can choose to educate and/or use advertising (propaganda) to discourage
its citizens from consuming products which are injurious to them. This is the
route being taken with cigarette smoking and is probably the more effective way
to go. As we can see, making a product illegal has nothing to do with the
availability or usage of a product as is the case with drugs. The only
effective route seems to be education and dissuasion through
advertising/propaganda. Also the government can go after the producers in one
way or another.
We quote from an article
entitled "Being Good or Being Free" by William Schneider: "We
are a free people. ...That...freedom has a darker side, however. We are also
free to indulge our appetites and seek material for sensual satisfaction in any
way we see fit-so long as we do not encroach on the rights of others or
endanger the publice welfare. After all, we are the only society founded on the
principle that the pursuit of happiness is an unalienable right. This cult of
freedom, which came close to idol-worship on July 4, explains much of what is
great about American society as well as a good deal that is disturbing. The
same freedom that gives our society its economic vitality also produces rampant
drug use and shocking pornography." Schneider contends that we, as
Americans, have decided not to legislate morality. So be it. But this does not
mean that we as a society cannot seek to educate people not to harm themselves.
Ultimately, if a person chooses to abuse, harm or destroy himself, providing he
hurts no one else, as a libertarian I would say that he should probably be free
to do it. Schneider goes on to say, "More than a few observers have
noticed that crime and violence are far more prevalent in the US than in other
societies of comparable development. Nothing seems to explain these differences
except the competitive and success-oriented nature of American culture.
"...Americans' radical individualism
often comes into conflict with a second, equally powerful and deeply rooted
strain in our culture-namely, moralism. Just as radical individualism derives
from our politics, moralism derives from our religion. The dominant religious
values in the US are those of sectarian Protestantism. In other Protestant
countries like England and Sweden, there are established churches. The
Protestants who came to the US were mostly minority sects opposed to the status
and privileges of established churches. Their religion was pietistic, demanding
moral fervor and personal salvation through faith.
"The two radical home-grown cultures,
one moral and the other political, exist in a constant tension. Americans are
always trying to reform, improve and convert each other. But we believe,
equally strongly, that people should not use the power of government to impose
their values on others and tell them what to do."6
What Schneider does not
say is that being good has less to do with whether or not we indulge/abuse
ourselves than it does with whether or not we help our fellow man who is
suffering and living in poverty. He is right when he says our religions are
pietistic; that is precisely what's wrong with them. They are more concerned
with an individual's sins of commission in terms of overindulging his appetites
than they are in his sins of omission in helping his fellow man. The emphasis
on personal salvation through faith lets us off the hook as far as our
responsibility to our fellow man is concerned. It also leaves us free to
exploit our neighbor in the competitive, economic arena. In fact, the whole
issue Schneider considers is by and large a lesser issue than the issue of
freedom and goodness with regard to our fellow man. Here the issue of being
free has more to do with our right to engage in competition and rivalry with
our fellow man in order to win from him in such a way as to enrich ourselves
and impoverish him. This is the kind of freedom we must relinquish, to be
replaced by a concern for the welfare of others, if we are to become good. The
kind of freedom which allows some of us to be considered "fair game"
to be beaten in the competitive arena is the kind of freedom that must be
diminished if we are ever to become truly Christian-truly loving our neighbors
as ourselves. What happens here is the expansion of one person's freedom at the
expense of another's. One can still consider himself a libertarian and not
condone this kind of freedom. In fact condoning the individual's right to abuse
or harm himself so long as he does no harm to others is perfectly compatible
with not condoning an individual's supposed right to advance himself at the
expense of others in competitive situations. As a libertarian one can stand for
the expansion of both individual and social freedom in ways that take no advantage
of others.
It can be seen that
there is a whole spectrum of types of freedoms ranging from complete unfreedom
which is the case in which a certain option set is prohibited, to complete
freedom, which is the case in which any option in a given set is readily and
immediately available. An interesting case is the situation in which the
potential freedom diminishes to the point that, regardless of how much a person
may effort, the probability of his obtaining the desired result is negligible.
However, the result is not actually prohibited by law. This may be defined as a
situation of zero freedom, and might be described as a situation of
hopelessness or despair. An example would be the situation of the people in
Africa who are experiencing a calamitous famine. Eating is not actually
prohibited by law but, try as they might, it is practically impossible to
obtain food through their own efforts. It is not a question of their not being
willing to work (translating potential freedom to actual freedom) or to take
responsibility for their own plight. Their lack of freedom is inherent in their
situation.
Erich Fromm has written
about this lag between "freedom from" and "freedom to":
"The result of this disproportion between freedom from any tie and the lack
of possibilities for the positive realization of freedom and individuality has
led, in Europe, to a panicky flight from freedom into new ties or at least into
complete indifference....
"...[We must recognize] the ambiguous
meaning of freedom that was to operate throughout modern culture: on the one
hand the growing independence of man from external authorities, on the other
hand his growing isolation and the resulting feeling of insignificance and
powerlessness,"
HISTORICAL
DEVELOPMENT OF THE CONCEPT OF FREEDOM
Historically, American
notions of freedom have been shaped by the 19th century philosopher,
John Stuart Mill, among others, who in his classic book, "On
Liberty," says:
"This, then, is the appropriate region of human
liberty. It comprises, first, the inward domain of consciousness, demanding
liberty of conscience in the most comprehensive sense, liberty of thought and
feeling, absolute freedom of opinion and sentiment on all subjects, practical
or speculative, scientific, moral or theological. The liberty of expressing and
publishing opinions may seem to fall under a different principle, since it
belongs to that part of the conduct of an individual which concerns other
people, but, being almost of as much importance as the liberty of thought
itself and resting in great part on the same reasons, is practically
inseparable from it. Secondly, the principle requires liberty of tastes and
pursuits, of framing the plan of our life to suit our own character, of doing
as we like, subject to such consequences as may follow, without impediment from
our fellow creatures, so long as what we do does not harm them, even though
they should think our conduct foolish, perverse, or wrong. Thirdly, from this
liberty of each individual follows the liberty, within the same limits, of
combination among individuals; freedom to unite for any purpose not involving
harm to others: the persons combining being supposed to be of full age and not
forced or deceived.
...The only
freedom which deserves the name is that of pursuing our own good in our own
way, so long as we do not attempt to deprive others of theirs or impede their
attempts to obtain it."8
The essential point here
is that man should be free to do anything he wants (even if he harms himself) providing
he does no harm to others. The point of contention here is where precisely is
the line and what precisely constitutes doing harm to others. In a competitive
society, do the winners do harm to the losers? If so then perhaps the subject
of competition needs to be reexamined and perhaps some of the freedom in such a
society limited in order that harm not be done by some individuals, in the
pursuit of their interests, to others.
The main purpose of freedom, according to
Mill, is the growth and development of the individual. "If it were felt
that the free development of individuality is one of the leading essentials of
well-being; that it is not only a co-ordinate element with all that is
designated by the terms civilization, instruction, education, culture, but is
itself a necessary part and condition of all those things, there would be no
danger that liberty should be undervalued, and the adjustment of the boundaries
between it and social control would present no extraordinary difficulty.
...Among the works of
man which human life is rightly employed in perfecting and beautifying, the
first in importance is surely man himself."9 Since Mill sees the end of freedom as the
self-development of the individual, he agrees totally with Marx whose purpose in
organizing societal production in a rational manner was to reduce the work week
in order to create free time with the ultimate end of the "flowering of
the individual." Hence Mill's idea of the freedom to develop our
individuality is in marked contrast to the American notion of freedom which
consists mainly in the freedom to consume, in which individuality is manifested
mainly by the choice of products. Self-actualization or self-realization was
the goal for Mill as well as Marx as well as the modern day humanistic
psychologists.
Although Mill has
written the definitive work on liberty, he doesn't believe human beings should
be completely selfish and unconcerned about their fellow man and only concerned
with private pursuits. "It would be a great misunderstanding of this
doctrine to suppose that it is one of selfish indifference which pretends that
human beings have no business with each other's conduct in life, and that they
should not concern themselves about the well-doing or well-being of one another,
unless their own interest is involved. Instead of any diminution, there is need
of a great increase of disinterested exertion to promote the good of
others." This is very interesting since many latter-day champions of
freedom would have us believe that the pursuit of our own selfish interests
without concern for others will eventually lead to the good of society as a
whole. This is the classic notion first advanced by Adam Smith of the invisible
guiding hand which produces the good of all when each individual pursues only
his self-interest. This amounts to a belief or a faith much more than an actual
analysis of any given situation as to what actually happens when each
individual pursues only self-interest. In this book we attempt to demonstrate
the opposite belief: that, when only self-interest is pursued, there is an
ever-increasing concentration of power in the hands of the stonger at the
expense of the weaker and, consequently, an ever-increasing marginalization and
eventual impoverishment of the weaker. Looked at in terms of system theory, a
society,in which each individual pursues self-interest and only self-interest,
is unstable and will eventually breakdown like any unstable system. What is
necessary to stabilize such a society is the "negative feedback"
(negative in engineering terms not in human terms) of the funneling of some
resources from the strong to the weak, from the top to the bottom, from the
powerful to the vulnerable. This has been shown to be true in Keynesian
economic terms in order to avoid depression (putting dollars in the hands of
those in need fuels consumption, hence production, hence the economy as a
whole), and, we suggest, this is an even more general principle which applies
much more comprehensively to society as a whole. The general principle is that
compassion is necessary in order to stabilize society.
Mill saw no conflict
between individual freedom and the cooperative integration of individual
efforts and enterprises in order to benefit society as a whole. He is also
saying that we should be concerned about our fellow man and not just
self-interest. We should be concerned about everyone's freedom and not just our
own. In particular concern for the freedom of the weaker members of society
means that their freedom has to be protected from predation by the stronger
members of society.
It is interesting how
closely Mill's ideas on freedom agree with Marx. "For Marx the aim of socialism was the
emancipation of man, and the emancipation of man was the same as his self-realization
in the process of productive relatedness and oneness with man and nature. The
aim of socialism was the development of the individual personality."11 Marx saw that the free development of the
individual personality was impossible as long as the worker was in bondage to
and being exploited by a capitalist system in which he was forced to do
meaningless, alienated labor. "Marx's concept of socialism is the
emancipation from alienation, the return of man to himself, his
self-realization."12
Marx's critisism of
capitalism was not so much that it was unfair to workers as that it destroyed
man's sense of his own individuality. "Again it must be emphasized that
Marx's aim is not limited to the emancipation of the working class, but the emancipation
of the human being through the restitution of the unalienated and hence free
activity of all men, and a society in which man, and not the production of
things, is the aim, in which man ceases to be a crippled monstrosity, and
becomes a fully developed human being."13 To
Marx freedom lies beyond the realm of necessity, beyond those things that are
necessary to do in order to produce what man needs. This realm can be expanded
by organizing the realm of necessity rationallyi.e.in such a way as
to minimize, humanize and expedite the work necessary for production.
"Marx expressed the aim of socialism with great clarity at the end of the
third volume of Capital: 'In fact, the realm of freedom does not
commence until the point is passed where labor under compulsion of necessity
and of external necessity is required. In the very nature of things it lies
beyond the sphere of material production in the strict meaning of the term.
Just as the savage must wrestle with nature, in order to satisfy his wants, in
order to maintain his life and reproduce it, so civilized man has to do it, and
he must do it in all forms of society and under all possible modes of
production. With his development the realm of natural necessity expands,
because his wants increase; but at the same time the forces of production
increase, by which these wants are satisfied. The freedom in this field cannot
consist of anything else but of the fact that socialized man, the associated producers, regulate their interchange
with nature rationally, bring it under their common control, instead of being
ruled by it as by some blind power;
they accomplish their task with the least expenditure of energy and
under conditions most adequate to their human nature and most worthy of it. But it always remains a realm of necessity. Beyond it begins that development of human
power, which is its own end, the true realm of freedom, which, however, can
flourish only upon that realm of necessity as its basis."14
It is interesting that
Marx, John Stuart Mill and Jesus saw the expansion of freedom not in terms of
expanded material options but in terms of expanded options brought about by
personal and spiritual development. Marx wrote at a time when labor was a
decisive element in production, and, therefore, organized labor was potentially
a power of significance for societal change. Now with the mechanization and
automation of production, with the introduction of robotization and
computerization, the value of human labor in terms of the quantity of it
necessary for a given amount of production has been downgraded. Also
present-day demographics are such that the most populous human
"class", the global underclass, is not labor but the essentially
unemployed, the marginally employed. As a consequence, the masses in global
terms do not have the decisive economic power that labor once did. Now, more
than ever, Marx's vision that, if the necessary human labor were organized
rationally and distributed more or less equally among all human beings and the
fruits of production were distributed more or less equally to all human beings,
then the realm of necessity and hardship would be tremendously diminished and
the realm of human freedom and individual self-development would be
concomitantly increased, is a real and viable possibility. What has changed is
not the possibility of Marx's vision-that is even more viable now then it was
when he wrote-but the importance and the decisive role he attributed to human
labor as an instrumental force for change. The proletariat is not the working
class but the masses of marginally employed.
Marx's concept of
socialism had to do with a society in which the workers have a role in the
decision making process as well as the execution of the work and as such
constituted an economic as well as a political democracy. "Marx expresses
here all essential elements of socialism. First, man produces in an associated,
not competitive, way; he produces rationally and in an unalienated way, which
means that he brings production under his control, instead of being ruled by it
as by some blind power. This clearly excludes a concept of socialism in which
man is manipulated by a bureaucracy, even if this bureaucracy rules the whole
state economy, rather than only a big corporation. It means that the individual
participates actively in the planning and in the execution of the plans; it
means, in short, the realization of political and industrial democracy. Marx
expected that by this new form of an unalienated society man would become
independent, stand on his own feet, and would no longer be crippled by the
alienated mode of production and consumption; that he would truly be the master
and creator of his life, and hence that he could begin to make living
his main business, rather than producing the means for living. Socialism,
for Marx. was never as such the fulfillment of life, but the condition for such fulfillment. When man has built a
rational, nonalienated form of society, he will have a chance to begin with
what is the aim of life: the 'development of human power, which is its own end,
the true realm of freedom.' Marx, the man who every year read all the works of
Aeschylus and Shakespeare, who brought to life in himself the greatest works of
human thought, would never have dreamt that his idea of socialism could be
interpreted as having as its aim the well-fed and well-clad 'welfare' or
'workers' state. Man, in Marx's view, has created in the course of history a
culture which he will be free to make his own when he is freed from the chains,
not only of economic poverty, but of the spiritual poverty caused by
alienation. Marx's vision is based on his faith in man, in the inherent and
real potentialities of the essence of man which have developed in history. He
looked at socialism as the condition of human freedom and creativity, not as in
itself constituting the goal of man's life."15
Fromm touches on a
couple of points here worth elaborating on. First, it is a human need not only
to consume, but also to produce. Human beings want to have a stake in the
production as well as the consumption of things. Thus with production becoming
more and more mechanized and automated, the
chances for productive work
regardless of the possibilities for consumption are decreased. A welfare state
which simply distributes the material goods necessary for consumption without creating the opportunities for its citizens to have a stake in the
productive work of society is creating the preconditions for a spiritual
poverty and malaise among its citizens. People want more than just to be
maintained materially. They want a stake in the productive work as well as the
consumption of society. In addition to this opportunities for self-development,
recreation and fulfillment outside of work, the arena for truly free
expression, must be available. Also we must mention the fact that it is not
necessarily the case that all production under socialism will take place
collectively. In some cases it may be more "rational" to produce
collectively because output can be produced more productivelyi.e.the
least amount of labor is required for a given amount of goods; however, there
may be other psychological or spiritual factors involved that would lead some
individuals to want to produce under other conditions even if it meant more
work for themselves personally. For instance, it might be more productive to
farm collectively using a high degree of mechanization. On the other hand some
individuals might prefer to be individually responsible for a family farm, a
more individualized enterprise even though it would mean more work for them.
There would be a trade-off between the less work required, say, on the
collective farm, and the greater satisfaction obtained on the family farm.
There is no reason why choices such as these should not be left up to the
individual. Some might prefer one mode of production; some, the other. There is
no need for "progress" to mean the relentless march toward
centralization that has occurred in both capitalist and communist economies.
De-centralization should occur to the extent that it makes for a more
satisfying lifestyle for some individuals.
In Chapter 3 we develop
an extended theory of democratic choice, which can be applied to both political
and economic decision-making, which we put forward as the rational organization
of the production process which Marx sought. The decision-making power is not
vested in a bureacracy or an oligarchy but democratically in the people
themselves. A breakthrough in political theory involving the decision-making
process for multiple decision-makers and multiple alternatives is involved.
Marx could wax
practically fanatical in the name of freedom, something which might have given
pause to his slanderers and defenders of the "free world" if only
they had read him. (Fromm,pp61-62): "That Marx could be regarded as an
enemy of freedom was made possible only by the fantastic fraud of Stalin in
presuming to talk in the name of Marx, combined with the fantastic ignorance
about Marx that exists in the Western world. For Marx, the aim of socialism was
freedom, but freedom in a much more radical sense than the existing democracy
conceives of it-freedom in the sense of independence, which is based on man's
standing on his own feet, using his own powers and relating himself to the world
productively. 'Freedom,' said Marx, 'is so much the essence of man that even
its opponents realize it. ...No man fights freedom; he fights at most the
freedom of others. Every kind of freedom has therefore always existed, only at
one time as a special privilege, another time as a universal right.'"16 It is important to recognize that one man's freedom
may be another's unfreedom, and that the struggles of oppressed peoples to be
free may result in a diminution of the freedom of the oppressing peoples; the
struggle for freedom in the world is a struggle for a balance of freedom, an
equality of freedom, so that one person's freedom does not come at the expense
of another person's.
Marx was well aware of
what we have called the proliferation of low quality options in capitalist
societies. He makes the distinction between true needs, those needs which are
essential for healthy growth and realization as a human being, and false needs,
those needs that are created by the advertising/propaganda establishment, in
order to advance the interests of the capitalist/producer. Marx is aware of
society's responsibility to educate its citizens in order that they may make
informed choices in their consumption patterns and not be at the whims of
people who would sell them things which aren't conducive to their health and
welfare. "Often man is conscious only of his false needs and unconscious
of his real ones. The task of the analyst of society is precisely to awaken man
so that he can become aware of the illusory false needs and of the reality of
his true needs. The principle goal of socialism, for Marx, is the recognition
and realization of man's true needs, which will be possible only when
production serves man, and capital ceases to create and exploit the false needs
of man."17
The conservative
economist, Milton Friedman, in his book, "Capitalism and Freedom,"
espouses yet another view on freedom. "The thesis of this chapter
is...that there is an intimate connection between economics and politics, that
only certain combinations of political and economic arrangements are possible,
and that in particular, a society which is socialist cannot also be democratic,
in the sense of guaranteeing individual freedom."18 I agree that there is an intimate connection between
economic and political arrangements, but Friedman forecloses the possibility in
advance that certain types of societies will work. He seems to seal off the
possibility that mankind's knowledge will develop to the point that new and
more desirable social arrangements will become possible. It hardly constitutes
a proof when Friedman flatly states without any corroborative material that
socialism cannot be democratic. He might have stood a better chance of proving
that socialism as it exists today in the world is not democratic although even
this would be hard to prove. Israel, for example, is socialist and democratic
in the sense that they have a democratically elected deliberative body, the
Knesset. For Friedman to say that a socialist society cannot also be democratic
is tantamount to a 19th century person saying that man will never
learn to fly. We also see in the above statement the tendency for conservative
spokesmen to speak of democracy and freedom as if they were synonomous. They
are not. Democracy is a system which limits individual freedom in the interests
of the majority. It is a system in which the majority are presumed to be better
off. Individual freedom has been diminished in favor of majority rule. The same
can be said for socialism. Whereas democracy is a political system-one man, one
share of the political decision-making power-socialism is an economic
system-one man, one share of the economic decision-making power. On an abstract
level, democracy and socialism are essentially identical. It is not an inherent
feature of democracy that it guarantees individual freedom. The feature of
guaranteeing individual freedom is seen as essential in some political systems
such as the US in order to prevent the excesses of democracy, in order to
prevent a tyranny of the majority. It is a check on democracy that guarantees
the individual certain political or civil rights that the majority cannot
violate. This is the relationship of freedom and democracy in a political
system such as the one set forth in the US Constitution. Similar to political
rights there are also economic rights such as the right to a minimal humanly
decent standard of living, the right to a job with adequate compensation etc.
These can be seen as providing the same function as political rightsi.e.guaranteeing
that a certain sector cannot gain so much power, whether a majority or a
minority, that they will run the society in their own interests effectively
squeezing out other individuals.
Far from being
incompatible, it makes sense that, if one is concerned to protect the political
vulnerability of individuals by guaranteeeing them individual political or
civil rights, one would, by the same token, be concerned to protect the
economic vulnerability of individuals by guaranteeing them individual economic
rights. Similarly, if one is a proponent and champion of democracy, it seems
that its virtues should be manifested not only in the political sphere but in
the economic sphere as well.
Friedman seems to think
that economic freedom in general and capitalism in particular fosters and
promotes political freedom. "Viewed as a means to the end of political
freedom, economic arrangements are important because of their effect in the
concentration or dispersion of power. The kind of economic organization that
provides economic freedom directly, namely, competitive capitalism, also
promotes political freedom because it separates economic power from political
power and in this way enables the one to offset the other."19 Friedman is nieve if he thinks that political power
will act as a check on economic power and vice versa. In fact what happens is
that the same people who achieve economic power also achieve political power
and vice versa so that instead of one acting as a check on the other, the two are
in collusion. Certainly when a US Senate race requires the expenditure of
millions of dollars, only millionaires or people with access to millionaires
populate the high and even low political offices of the land. Besides
capitalism doesn't separate economic power from political power. To some extent
the US Constitution does.
In a democracy freedom
has a certain and circumscribed meaning. It means 1) the right to vote; and 2)
poltical rights which protect the vulnerable and can't be overridden by the
majority. There is no general freedom to amass political power. In fact the
freedom to amass power is severely restricted both by majority rule and by
individual rights. To hear conservatives like Friedman tell it, you'd think
that the only freedom worth preserving is the freedom to amass power. And to
argue that capitalism promotes a dispersion of power because it separates
political power from economic power is specious. First economic freedom in the
sense of laissez faire capitalism results in the concentration of power
precisely because the strong are free to pursue their advantage over the weak.
And because it requires wealth to run for office, economic power translates
into political power. Freedom in terms of the rights of the vulnerable is
completely lost sight of in all the bally-hoo about the freedom to amass
economic power and become wealthy. We have to decide which type of freedom we
stand for: freedom for the vulnerable or freedom for the powerful, the rights
of the strong or the rights of the weak. These two sets of freedoms and rights
are in conflict. It is the purpose of democracy to limit the freedom to amass
political power just as it is the purpose of socialism to limit the freedom to
amass economic power. The intention is to cause a dispersion, not a
concentration, of power and to set things up so that that dispersion of power
is not malleable-is not capable of being transformed into a concentration of
power. That degree of freedom is eliminated. Also the
intent is to protect the rights of the vulnerable, both political and economic.
Friedman tries to
circumscribe possibilities and limit us in our thinking to the dichotomies of
his particular mind-set. "Fundamentally, there are only two ways of
co-ordinating the economic activities of millions. One is central direction
involving the use of coercion-the technique of the army and the modern
totalitarian state. The other is voluntary cooperation of individuals-the
technique of the market place."20 First of
all there are more than these two possibilities. In Chapter 3 we develop a
market-oriented system in which the coordination takes place in a non-coercive
way but in a way that limits the economic power that any individual can gain
over another. In other words we develop a socialistic system which is market
oriented rather than centrally planned.
We need to take a deeper look at what Friedman means by voluntary
co-operation. "The possibility of co-ordination through voluntary
co-operation rests on the elementary-yet frequently denied- proposition that
both parties to an economic transaction benefit from it, provided the
transaction is bi-laterally voluntary and informed.
"Exchange can
therefore bring about co-ordination without coercion. A working model of a
society organized through voluntary exchange is a free enterprise exchange
economy-what we have been calling competitive capitalism."21 First a comment about Friedman's first alternative,
the "central direction involving the use of coercion." I assume that
he is referring to a Soviet-type system involving central planning. In theory
even though these decisions are not made democratically but bureaucratically,
they are supposed to be made in the interests of and for the benefit of the
people-sort of a benign paternalism. Theoretically, in time, there will be a
withering away of the state at which time, supposedly, the people will control
their own economic decisions presumably in a democratic manner. Note, however,
that even if economic decisions were put up to a democratic vote and voted on
by the people, they still will have been made collectively. The system would
still not be reponsive to individual demand although it will have been
made fair and each person will have been given one share of the economic power.
What we propose in Chapter 3 is a system in which each person has one equal
share of economic power and which is also responsive to individual demand-in
fact, much more responsive to individual demand than the market system of
advanced competitive capitalism which is geared to producing for mass markets
and then creating the demand.
Some would argue that
the well-entrenched Soviet bureaucracy will never turn power over to the
people, and others would argue that the evolution of any economic system is not
entirely predictable and that it may very well happen that, as time goes on, a
greater and greater share of the decision-making power is exercized either
directly or indirectly by the people. After all, only a few years ago it was
inconceivable that political riots in the USSR would be reported on Soviet TV
or that political dissidents would be allowed to return from exile to Moscow
and continue their criticism of the government.
For Friedman to
characterize competitive capitalism as a system of voluntary cooperation is
literally a contradiction in terms. Is it competitive or is it cooperative? It
can only be voluntary if the parties entering the transaction are on a par
economically, are approximately equal in economic power and have other
alternatives. I'm sure that somewhere, sometime, this has been the case, but,
for the most part, economic transactions are carried on between people with
vastly unequal amounts of economic power. For example, let's consider the
plight of the "illegal aliens," people from Mexico and other
countries who enter the US illegally in search of work. Most of them work for
sub-minimum wage, sleep in the fields, have no political rights and generally
live in deplorable conditions. Was this a transaction of voluntary cooperation
when they agreed to work in the tomato fields for $10 a day? Hardly. And yet
Friedman would argue that they are better off than they would have been had
they stayed in their own country which is true. There they would have starved;
here they just have deplorable living conditions. There they would have
starved; here they're just exploited, but even manage to send money back to
their relatives. It's a sad day when the only voluntary choice one has is
between starvation and exploitation. The point is that, when these are the choices,
there is no way that the transaction between worker and employer can be
described as one of voluntary cooperation. The voluntary choice is that one
alternative is less odious than the other.
Friedman thinks that the
market provides the goods that people want.
"It gives people what they want instead of what a particular group
thinks they ought to want."22 But the
people don't really decide what is produced. The producers decide what is to be
produced in terms of what can be readily mass-marketed. Individual tastes are
not catered to unless one is extremely wealthy. For the average consumer, his
tastes are shaped by commercial advertising so that he is persuaded that he
wants what in fact the producer wants to sell him. Is this really better than
having a group of men decide what is to be produced operating from benign
paternalism? The point is that it is not profitable to cater to individual
tastes much less to cultivate them. Tastes have to be made to conform to the
mass market; demand for products has to be carefully regulated in order that
profits can be maximized. Otherwise we would have taste anarchy which would
result in small producers producing for individually-tailored needs. The large,
powerful mass producers for mass markets would have a problem. For them a
well-regulated consumer is their best asset. The purpose of mass advertising is
not to create a need for a product like the one being advertised
but to create a need for the specific product advertised. Creating a need for a
product like the one advertised would be creating a need for one's competitor's
product.
Friedman seems to think
that people in a capitalist society are free to advocate socialism but that the
reverse is not true in a socialist society. "It is a mark of the political
freedom of a capitalist society that men can openly advocate and work for
socialism. Equally, political freedom in a socialist society would require that
men be free to advocate the introduction of capitalism. ...
"In order for men
to advocate anything, they must in the first place be able to earn a living.
This already raises a problem in a socialist society, since all jobs are under
the direct control of political authorities. It would take an act of
self-denial...for a socialist government to permit its employees to advocate
policies directly contrary to official doctrine."23 Wouldn't it take an act of self-denial for General
Dynamics not to "let go" one of its employees who actively advocated
a reduction in military spending and spoke out against the military-industrial
complex? If Friedman thinks that American employees of large corporations are
"free" to advocate socialism in full view of their employers, he's
got another think coming. What Friedman fails to realize is that any employee,
capitalist or communist, who fails to follow the party line is going to find
himself out of a job.
Friedman thinks that the
market is a more perfect decision making mechanism than are political
processes. "...the role of the market...is that it permits unanimity
without conformity; that it is a system of effectively proportional
representation. On the other hand, the characteristic feature of action through
explicitly political channels is that it tends to require or enforce
substantial conformity. The typical issue must be decided 'yes' or 'no'; at
most, provision can be made for a fairly limited number of alternatives. Even
the use of proportional representation in its explicitly political form does
not alter this conclusion."24 In fact
proportional representation does not produce conformity but allows different
alternatives to be taken by different groups which favor those particular
alternatives. It's true that many voting systems do produce a 'yes' or 'no'
rather than a broad range of possibilities. For instance, the American system
of winner-take-all elections produces political campaigns that boil down to a
contest between two candidates. One of the purposes of this book, however, is
to present a voting system that allows for selection among a number of
alternatives such that different selected alternatives apply to different
segments of the population. This would produce the unanimity without conformity
that Friedman attributes solely to the market mechanism while also producing
the fairness resulting from an explicitly democratic system. In fact a
political voting system can be devised which acts like the capitalistic market
mechanism in that it provides different alternatives for different people while
at the same time guaranteeing justice for all which the capitalistic market
mechanism cannot do. This same system can be extended to the economic arena
resulting in a democratic market mechanism in which different alternatives are
selected by different individuals-there is no need for a single alternative to
be applied to large numbers of people-and there is economic justice since each
person has an equal share of economic power.
Even Friedman recognizes
that it is government's role to regulate freedom: to limit some types of
freedom while expanding others. "The need for government in these respects
arises because absolute freedom is impossible. However attractive anarchy may
be as a philosophy, it is not feasible in a world of imperfect men."25 And since the institution of democracy was
implemented to limit the concentration (and hence the freedom) of political
power, doesn't it make sense that it is necessary to have economic democracy to
limit the concentration (and hence the freedom) of economic power? Furthermore,
the concentration of power in the majority, itself, was further limited by the
institution of individual, political rights which guaranteed a certain amount
of political freedom to each individual which the majority could not take away.
Doesn't it make sense to embody the notion of freedom in an economic democracy
in the basic individual economic rights of the citizens such as a minimal
guaranteed standard of living which the majority cannot take away?
Friedman himself admits:
"Exchange is truly voluntary only when nearly equivalent alternatives
exist."26 What he means to say is that voluntary exchange
exists only when the parties involved are relatively on a par with respect to
economic power. A person, for example, could be presented with two equivalent
alternatives both involving working at sub-minimum wages. His acceptance of
either alternative does not mean that he did so voluntarily if no other more
attractive alternatives are available. If a person exchanges his labor for
wages in a truly equivalent exchange, then this presupposes that the economic
power of the worker is equal to the economic power of the person who hired him.
This is rarely true in a capitalistic society in which the disparities in
economic power between workers and owners is usually quite great.
Finally, Friedman has
this to say about power. (p39): "A liberal [what he calls himself] is
fundamentally fearful of concentrated power. His objective is to preserve the
maximum degree of freedom for each individual separately that is compatible
with one man's freedom not interfering with other men's freedom. He believes
that this objective requires that power be dispersed. He is suspicious of
assigning to government any functions that can be performed through the market,
both because this substitutes coercion for voluntary co-operation in the area
in question and because, by giving government an increased role, it threatens
freedom in other areas."39 The thing
that is precisely so fearful about the capitalist system is that it allows for
the concentration of power not so much in governmental hands as in private
hands where there is even less of a check than there is on a democratic
government. If Friedman's intent is to preserve individual freedom and he
believes that this requires that power be dispersed, the only way to maintain
and guarantee that power is dispersed is to change the capitalist system, to
limit the freedom inherent in that system to amass power. Such a system would
be an economic democracy which would protect individual freedom by limiting the
freedom to amass power. Any societal organization limits certain kinds of
freedom in order to enhance others. The freedom of a few to amass power needs
to be limited in the interests of the freedom of the many to retain a certain
share of power over their own individual lives. Just as the purpose of a
political democracy is to limit the freedom of a few to amass political power
over the many and thus to empower each individual with a certain equal share of
power, the purpose of an economic democracy would be to limit the freedom for a
few to amass and concentrate economic power and to usurp the economic rights
and well-being of the vast majority. Each individual must retain his equal
share of economic power and if this must be obtained and preserved at the expense
of limiting the freedom of a few to amass power, so be it. The Jeffersonian
democracy consisting of large numbers of small farmers and craftsman who shared
more or less equal economic as well as political power has not been able to
perpetuate itself because of the inherent dynamic of competitive capitalism to
sort out the winners and losers in the economic arena and to award the spoils as
well as a greater share of economic power to the winners. This results in
the concentration of power in the hands of a few and the marginalization of the
many. The Jeffersonian democracy, to the extent that it actually existed at one
time, was inherently unstable and unable to sustain itself. It still remains a
noble ideal, but, to recreate it, requires a much more comprehensively thought
out system of economic democracy. For a fuller discussion of economic democracy
and the mechanics thereof, please see Chapter 3.
Government does not,
necessarily, have to be coercive, and the market does not always involve voluntary
cooperation but does, in fact, contain a great degree of coercion. One could
equally argue that, by giving the capitalistic market an increased role,
freedom would be threatened. What has been lacking is a political mechanism
which would act impersonally as the market does that would guarantee economic
democracy and not leave the situation up to the good intentions of men, Adam
Smith's "invisible, guiding hand," or the historical conditions of a
certain era that happened to create a Jeffersonian democracy. What is needed is
a market place as well as a government of laws and not of men.
"Habits of the
Heart" is a very excellent study of American attitudes mores and beliefs.
"[Most Americans think] of freedom very much as freedom from- from people who have economic
power over you, from people who try to limit what you can do or say. This ideal
of freedom has historically given Americans a respect for individuals; it has,
no doubt, stimulated their initiative and creativity; it has sometimes even made
them tolerant of differences in a diverse society and resistent to overt forms
of political oppression. But it is an ideal of political freedom that leaves
Americans with a stubborn fear of acknowledging structures of power and
interdependence in a technologically complex society dominated by giant
corporations in an increasingly powerful state. The ideal of freedom makes
Americans nostalgic for their past, but provides few resources for talking
about their collective future."28
Finally, we give the
last word to Erich Fromm: "The victory of freedom is possible only if
democracy develops into a society in which the individual, his growth and
happiness, is the aim and purpose of culture, in which life does not need any
justification in success or anything else, and in which the individual is not
subordinated to or manipulated by any power outside himself, be it the State or
the economic machine; finally, a society in which his conscience and ideals are
not the internalization of external demands, but are really his
and express the aims that result from the peculiarity of his self. These
aims could not be fully realized in any previous period of modern history; they
had to remain largely ideological aims, because the material basis for the
development of genuine materialism was lacking. Capitalism has created this
premise. The problem of production is solved-in principle at least- and we can
visualize a future of abundance, in which the fight for economic privileges is
no longer necessitated by economic scarcity. The problem that we are confronted
with today is that of the organization of social and economic forces, so that
man-as a member of organized society-may become the master of these forces and
cease to be their slave."29 This
rational organization of social and economic forces in the service of man we
believe to be the rational organization of the decision making processes
themselves regarding production and consumption. The social decision making
mechanism developed in Chapter 3 allows collective decisions to made which are
responsive to individual demands. The collectivization involved is not one of
endsi.e.the outcome of the process for each individual which is
responsive to his individual preferences, but one of means, the best
organization of productive resources is automatically identified which results
in maximally enhancing each individual's outcome or results. Thus the system
represents a high degree of synergy.
EQUALITY
When we become involved
in interpersonal comparisons, the concept of equality comes into play. In
general equality can be defined as the situation that obtains when two or more
people have exactly the same option set available to them. For example, if two
individuals have the same capabilities as musicians or dancers, we say that
they are equal with respect to their artistic abilities. If the citizens of a
society all have the same voting rights, we say that they are equal with
respect to their right to vote. They may not be equal politically since
political equality encompasses more than just the right to vote. If all
citizens of a society are treated exactly the same way in all legal situations,
we say that they have equality before the law. If one musician has more ability
than another or if some people can vote and others can't or if justice is meted
out differently depending on a person's financial ability to hire a crackerjack
lawyer, then a situation of inequality exists.
Inequality can be
defined as the situation that exists when two or more persons have different
numbers of and different kinds of options in their option sets. They then have
different amounts of freedom. Thus inequality has to do with freedom itself and
the comparison of option sets or roughly the amounts of freedom from person to
person. Different persons with equal option sets may have in fact chosen
different options, but the crucial point is that, if they are equal as persons,
they have the same option sets available to them. Thus equality has nothing
essentially to do with sameness. Sameness has to do with everyone choosing
exactly the same option either because it is the only one available to them or
out of a desire to conform. So there is no inherent conflict between the
expansion of freedom and the expansion of equality. Expanding freedom means
expanding the number of options in an individual's option set; expanding
equality means extending the same option set to each individual. This does not
lead to sameness since each individual can choose according to his tastes or
preference/utility ratings. Thus a very diverse and colorful situation might
emerge in a society which is very egalitarian and in which the individual
citizens are very free in the sense of having mny options available to them.
The measure of total freedom in a society could be the sum of the options in
all of the individual's option sets. Thus a society in which some individuals
are very free while a large number have quite limited option sets might be a
less free society as a whole than a society in which each individual had an
equal but fairly large option set. Hence an egalitarian society could be a more
free society than a "free" society in the sense that a few
individuals have virtually unlimited option sets while the many have very
limited ones. The problem in the past has been that societies which have been
very free in the sense of having very few restrictions have not been very
egalitarian, and societies that have been very egalitarian have had very
limited option sets available to each individual. A democratic society would
seek to expand societal freedom by expanding the content of each individual's
option sets in a balanced and equal way. Then the power of each citizen is
about the same and power is very dispersed in the society as a whole.
Individuals would not be free to expand their option sets in such a way as to
contract the option sets of other individuals and hence to reduce the amount of
freedom that exists in the society as a whole. In other words individuals would
not be free to diminish freedom as paradoxically as that might sound.
Inequality in America is
on the rise. Michael Harrington writes the following in an article entitled
"Inequality Haunts America as Taxes Favor the Rich, Penalize the Middle
Class":
"America is a more unequal society today than it was
10 years ago. This does not just refer to the increase in poverty since 1979.
Most people have at least some idea about that outrage. This particular
inequality confronts the middle class.
The United States faces a curious situation today: The
middle class is under assault and doesn't know it. One reason: A prime source
of the problem is located in the Internal Revenue code, one of the most
important, least understood and even mysterious instruments of social policy in
the United States. A majority of the people have been hit by fine print they
never read.
Consider just a bit of data from last fall's Congressional
Budget Office report. Primarily as a result of the 1981 Tax Act-the
quintessential 'supply side' program of the Reagan years-taxes of the poorest
10% of the people went up by 2.5% between 1977 and 1984, while those of the
richest 1% went down by a whopping 7.8%. That is a fairly routine irony of
recent years: The most vulnerable are punished by government policy, the most
secure are made more secure.
And the great middle, neither rich nor poor? The 80% of
Americans between the top and bottom either got a tiny tax cut of less than 1%,
or, in the case of one group, a tax increase of 1.2%. Since the wealthy got
that 7.8% bonanza, the burdens of paying for government were shifted from the
top down and public policy made all the more unequal.
But then didn't the 1986 tax law supported by the President
make amends for the Robin Hood-in-reverse policies of 1981? Hardly. Despite all
the media hype about fairness, and even though there was significant relief for
the bottom 20% of the taxpayers (who advanced all the way back to where they
were under Jimmy Carter), federal taxes this year will still hit the middle
class far harder than the rich.
...Add to these direct consequences of government policy
the fact that the Reagan recession of 1981-82 and the huge lay-offs since have
put labor on the defensive and held wage increases to less than the inflation
rate. And with the exception of the recent growth in manufacturing
employment-which does not begin to offset the losses in that sector since
1979-most of the new jobs in the United States have been in low-paid, non-union
positions.
Small wonder, then, when the Bureau of the Census reported
last fall that between 1980 and 1986 the share of household incomes of the
middle 60% of America went down by 1.6% while that of the highest 20% rose by
almost 2%.
The problem is, most Americans do not 'feel' these numbers.
They know that they have to run very hard just to stay in the same place, but their 'share' of total wealth
is an abstraction and not a fact of their daily lives. The middle class hasn't
been pushed down into poverty so the new inequality does not hit the members
where they live.
...The economic justification for Reagan's massive welfare
payment to the rich in 1981 was that they would spend their tax savings to
finance a 'supply side' boom, investing in the new plants and machines that
would create jobs for the workers and competitiveness with the Japanese. Only
there was a recession instead. More to the point, the wealthy put that money
into speculation and inflation hedges. It was used, among other things, to pay
for the fun and games on Wall Street which bid up stock prices out of any
proportion to the real world of the economy and prepared the way for the crash
of Oct. 19.
...Sooner or later-no one knows exactly when, but 1988 is
certainly a possibility-the attack on the middle class will stop being a
mysterious statistical trend and turn into the cause-or at least the
aggravation- of an economic downturn that will hit millions of people in the
most unsubtle ways."30
The problem with the
concept of freedom which is currently in effect in the US is that it has to do
more with the concept of free competition than it has to do with the essential
concept of freedom, and the concept of equality has more to do with the concept
of the equality of participants at the outset of a game or contest than it has
to do with equality per se. Thus the concepts of freedom and equality currently
in effect have to do intrinsically with a game situation. In a game situation
what takes place is a transfer both of stuff and of power among the
participants such that at the termination of the game there is an unequal distribution
of both power and stuff. At the termination of the game some have more freedom
and some have less; some have expanded option sets and some have diminished
option sets. There is an inequality of post-game option sets that is created by
the game, by the very nature of the gaming situation. We have to refute the
idea that it is "fair" for some people by virtue of their superior
strength, talent, ability or luck to transfer assets and power to themselves
from people of inferior strength, talent, ability or luck. This notion of
fairness-that some people are "fair game" for others-is essentially a
Nietzschean idea. In fact the very notion of competition itself is a
Nietzschean concept in that whether or not the rules are fair or unfair, some
people wind up with the spoils and the power and some people wind up being
marginalized under the best and fairest of circumstances. Unfortunately, this
empowerment of some individuals and marginalization of others is the very
essence of competitive capitalism, not Adam Smith's concept of the
"invisible, guiding hand" which miraculously makes everything turn
out OK. And as some individuals gain the upper hand in the contest for power,
they are able to control the destinies of larger and larger numbers of people
who are reduced to a marginal status. There is no inherently limiting dynamic
so that as the process proceeds the most logical outcome is that all the power
and all the spoils wind up in the hands of a very few, if not one, people, and
the vast majority of people are marginalized. This is especially true in a
closed societyi.e.one without a frontier. So the ultimate result of
anarchy is the same as the ultimate result of a competitive system with a lot
of rules to make it fair: the triumph of the strong over the weak and the
ultimate triumph of Nietzschean ethics.
"We have committed what to the republican founders of
our nation was the cardinal sin: we have put our own good, as individuals, as
groups, as a nation, ahead of the common good.
The litmus test that both the biblical and republican
traditions give us for assaying the health of a society is how it deals with
the problem of wealth and poverty. The Hebrew prophets took their stand by the anawim, the poor and oppressed, and
condemned the rich and powerful who exploited them. The New Testament shows us
a Jesus who lived among the anawim of his day and who recognized the difficulty
the rich would have in responding to his call. Both testaments make it clear
that societies sharply divided between rich and poor are not in accord with the
will of God. Classic republican theory from Aristotle to the American founders
rested on the assumption that free institutions could survive in a society only
if there were a rough equality of condition, that extremes of wealth and poverty
are incompatible with a republic. Jefferson was appalled at the enormous wealth
and miserable poverty that he found in France and was sanguine about our future
as a free people only because we lacked such extremes. Contemporary social
science has documented the consequences of poverty and discrimination, so that
most educated Americans know that much of what makes our world and our
neighborhoods unsafe arises from economic and racial inequality.
But the solution to our problems remains opaque because of
our profound ambivalence. When times are prosperous, we do not mind a modest
increase in welfare. When times are not so prosperous, we think that at least
our own successful careers will save us and our families from failure and
despair. We are attracted, against our skepticism, to the idea that poverty
will be alleviated by the crumbs that fall from the rich man's table, as the
Neocapitalist ideology tells us."31
The idea that freedom
consists in the permission for some people to appropriate a greater proportion
of the stuff which is a part of some situation to themselves and that equality
consists in the fact that the rules are the same for each player needs to be
examined, questioned and in the final analysis rejected as a concept that
allows the strong to exploit the weak. Eliminating this form of freedom does
not mean that one is not a libertarian. One can still advocate the value of
freedom and the expansion of freedom; one just does not advocate the type of
freedom that allows some people to expand their freedom at the expense of the
freedom of others just as one disallows the freedom to murder or to steal. In
other words one does not advocate that some people are able to expand their
option sets while causing the diminution of other people's option sets no
matter how "fair" the situation is in which this transfer takes
place. It can be seen that it is possible to be a libertarian and an
egalitarian simultaneously in that one is for the expansion of the option sets
of all individuals in such a way that at any point the option sets are still
equal.
We need to take a deeper
look at the gaming aspects of social organization because it is these aspects
that legitimize much of the exploitation of the weak by the strong under the
guise of fairness and competition. Social organization and in particular
economic activity can be seen as a game in which individuals participate either
willfully or unwillfully. The nature of this game is different under different
economic systems. Notions of the fairness of the game are also different. The
ideas of freedom and equality are defined in terms of the conditions under
which the individual participates in the game. In contemporary American society
and throughout most of American history, the idea of equal opportunity in
playing the economic game was the justification that the situation was fair.
Also the idea that everyone played by the same rules. The individuals were seen
as starting out at the starting line from equal positions, competing freely in
the market system and then ending up with different shares of the spoils based
upon their efforts and abilities. So we proceed from a situation of equality at
the start to a situation of inequality at the finish.
What this model ignores
is the fact that not everyone starts with equal capacities or abilities for
playing the game. People are not all created equal despite what the US
Declaration of Independence says. There is an unequal distribution of natural
abilities as well as an unequal distribution of resources going into the game.
The cards are stacked in favor of some and against others. Therefore, there is
an unequal distribution of power, and the less powerful are fair game for the
more powerful. It is by some people thought to be "right" that the more
talented, able and stronger people wind up with a larger share of the resources
than the less talented, less able and weaker. This is thought by some to be the
natural order of things and the way it should be. The "better" should
have more. This contradicts fundamentally the Christian notion that the person
who is "better" is not the person who has more but who gives more,
and also the Christian notion of compensation to "the least of these my
brethren" in order that everyone can enjoy the same quality of life. This
principal might mean that more resources
should be allocated to someone, for example, who was born with a
congenital disease or handicap in order to alleviate that person's suffering so
that that person might be able to approach the quality of life enjoyed by
someone who was not born with the disease or handicap. In this case the weaker
person would be compensated and the stronger person would be expected,
according to Christ's teachings, to give up something, to give of himself, in
order that the less fortunate person might be compensated. The stronger person,
out of his abundance, should give so that the weaker person can be compensated
for his lack and approach the abundance (on a psychological or spiritual level)
of the stronger person.
The game itself may be
either zero-sum, positive sum, or negative sum. In game theory this has to do
with the "pie" that is to be distributed at the outcome of the game.
What the game is all about is how the pie is to be sliced up among the
participants. In a zero-sum game, the positive results which accrue to some
have to be balanced by the negative results which accrue to others in such a
way that the total results add up to zero. This would be the case, for example,
in a poker game in which everyone started out with no money and the results
were tallied up on paper so that at the end of the game, the amount of winnings
won by the winners would be exactly equal to the amount lost by the losers who
would then be in debt to the winners by exactly that amount. A positive sum
game is a game in which there are a certain amount of assets that are either
available at the outset or are created in the course of the game, and, again,
the game is played to determine the distribution of assets at the end of the
game. In this case the assets could be divided up equally and everyone would
have a positive outcome or there might be a rule that prevented anyone from
winding up with negative assets-a floor under standard of living-or some people
could wind up with positive results and some with negative resultsi.e.some
people could actually wind up in debt as in the zero sum game. So even in
situations in which there is enough to go around for everybody, a competitive
system can result in a situation in which a few people wind up with a
disproportionate share of the assets and the many wind up with nothing or less
than nothing.
The negative sum game is
one in which the overall sum of the results of the game is negative. However,
the negative results are not necessarily shared equally by everyone. The
winners could have positive results as long as these are balanced by the
increased negative results (over that amount if the results were shared
equally) of some of the losers. A society in which production is going on is
most closely akin to a positive sum game since assets are being created in the
course of the game. How the social decision is made as to how to distribute the
assets determines the type of economic system the society has or the type of
game that is being played. A synergistic game or social system would be one in
which the total amount of assets produced was optimal, the total amount and
distribution of work required was optimal and the distribution of assets was
optimal. In addition, additional positive results should accrue due to the fact
that the social organization of the game is such as to optimize productivity.
Just as the optimal mechanical system is one in which the results are achieved
with the least energy wasted in friction or in other ways not conducive to
achieving the final goal, a synergistic social system would be one in which
people's efforts could be coordinated in such a way as to produce the maximum
results with the least expenditure of human energy and natural resources. The
implication is that this extra dividend of productivity would be inherent in
the form of organization of the social system or in the structure of the game.
Further it is suggested that competitive systems waste a lot of human energy in
"friction" while cooperative systems could result in more production
for the same relative expenditure of energy, provided that they were organized
properly.
In a competitive game,
all things being equal, it is the relative power of the participants that
determines the distribution of the outcomes. This type of game which is endemic
to our culture legitimizes the concept that the vital interests of people are
up for grabs and that it is fair for one
person to accumulate more than he needs for his welfare at the expense of
another who winds up with less than what he needs. It also legitimizes the
Nietzschean concept that the strong should exploit the weak. We have just
interposed the notion of a fair game to make the process more civilized. Thus
even if there is more than enough to satisfy everyone's needs if divided
equally (as in a positive sum game), in a competitive system or game, some may
wind up with much more than what they need and some with much less. The process
of playing the game, itself, may augment, diminish or have no effect on the
size of the pie.
In a feudal society
there was not the competition and hence the anxiety of our present culture.
Everyone was unequal going into the game and the outcomes were unequal, but at
least people were secure in what they had and where they stood. A person's
well-being wasn't up for grabs.
Let us consider a social
system which instead of "free" competition in the market, is based on
cooperation. In this situation, the freedom to take away what another has in
"fair" competition is restrained. Therefore, the "freedom"
to exploit one's neighbor is restrained. The basis for individual gain is
solely the quantity and quality of one's own work, and education and work
opportunities are guaranteed by the society to all. Here freedom is inherent in
the right of all to qualify for higher paying jobs by pursuing their education
which is available without charge to all and in the right to work at any job
for which a person is qualified. Equality is inherent in the fact that
educational and work opportunities are guaranteed to all and are not a function
of ability to pay. In such a society there would still be an unequal
distribution of outcomes because of the unequal distribution of natural
abilities. What is different here is that the relatively weak in terms of
natural abilities do not have what they are able to produce for themselves
taken away by virtue of having to compete in a "free" market
situation with stronger and more powerful people. They are no longer "fair
game." We wish to distinguish this type of system from a meritocracy in
which the meritorious may assume a greater share of power and then use this
power in a gaming situation to take away assets from weaker people or to
appropriate a greater share of social assets to themselves. In the cooperative
system under discussion, an individual's economic power is limited and
circumscribed by what he creates with his own work, and he cannot assume power
over or a legitimazation of his taking away the product of someone else's work.
We may imagine another
type of system: one that compensates for the uneven distribution of natural
abilities by redistributing the social product so that everyone winds up with
an equal share. In this system product is taken away from the naturally strong
and given to the naturally weak. However, instead of talking about the
redistribution of product or material goods, we can talk about a system which
redistributes options so that people wind up with equal option sets. In this
system we have an unequal distribution of abilities at the input and an even
distribution of product or option sets at the output.
Finally, we consider yet
another kind of system in which products and/or options are redistributed
according to need. This system has an uneven set of inputs representing the
uneven distribution of natural abilities and an unequal distribution of outputs
based on the needs rather than the abilities or the power of each individual.
We call this a compensating, compassionate system. In this system there would
be a redistribution from the naturally more able to the naturally less able,
but there would still be an unequal distribution of outcomes. The needy would
be compensated, but, beyond that, the naturally able would keep what they
created with their own work. This seems to be the system most in keeping with
Christian principles since there is a primary concern for the weak and needy, a
"preferential option for the poor" in the words of the Catholic
Bishops pastoral letter.
Let us consider the
issue of free speech. Let us examine a society such as the US where this
freedom is a constitutionally guaranteed right. We first ask the question: why
is freedom of speech desirable or important? My answer would be that human
beings have an inate need and desire to freely express themselves to other
human beings. This expression might involve the sharing of original ideas and
insights or the attempt to convince or persuade others to hold the same
opinions or beliefs. There is definitely a need to speak freely without fear of
negative consequences regardless of how preposterous or outlandish the ideas or
opinions might seem. There is also a need to hear others hear what we are
saying, a need to communicate. What is the option set involved here? Indeed, is
there a set of choices involved at all? First, there is a choice involved in
what one says or expresses. Here, one is pretty much constitutionally
guaranteed actual freedomi.e.he can choose from among the entire
range of things he might say quite freely as long as he doesn't slander someone
or yell "Fire" in a crowded theater. There is also complete equality
as any citizen has the same right in this regard as any other. The other aspect
of free speech has to do with the effectiveness of the communication process,
the need to have others hear what we say. This might vary tremendously from the
need or desire to have one significant other person hear what we have to say to
the need or desire to have the entire citizenry hear what we have to say. Let
us assume that our need is to communicate efectively to as many people as
possible. So our option set consists of a number of choices including
1) the entire
citizenry of the world
2) the entire
citizenry of a certain country
3) the entire
citizenry of our state or district
4) the entire
citizenry of our community
5) the entire
citizenry of our church
6) our entire family
7) our dog
8) the passers-by at
a judiciously selected street corner.
Obviously, there
are only one or two people in the world, if that, who have actual freedom over
this set, namely, the Presidents of the US and the USSR. So, for most people
freedom of speech when considered in its entirety and where it's not prohibited
by law, is a potential rather than an actual freedom to some extent. Obviously,
some people are in a better position than others to communicate their ideas and
opinions to a large number of people. Ministers and religious leaders have a
certain audience which can be enhanced by having a TV ministry. However,
clergymen are restrained in their free speech by the need not to say anything
offensive to their superiors in the church organization and also by the need to
attract a congregation without whom they would be out of business. Politicians
have a certain audience, but they are restrained in their free speech by the
need to attract enough voters to get them elected. So they don't say what they
think which would be free speech, but instead each says what he thinks will win
him favor with the voters and with his associates. Employees don't speak freely
since they don't want to say anything offensive to their employer who can fire
them. The town drunk, on the other hand, probably speaks the most freely of all
because he doesn't have to impress anyone. He doesn't have a constituency or
vested interests.
Very wealthy
individuals can buy time on TV or take out full page newspaper ads and thereby
communicate their message to a fairly large audience. The President of the US
has the capability of communicating his opinions, ideas and beliefs to an extremely
large audience. Some people have more options in reaching audiences available
to them than others. While everyone has some degree of potential freedom
available to him in this regard, not everyone has the same actual freedom.
Hence, there is a great degree of inequality involved. The wealthy individual
can buy a newspaper and can communicate his biases and prejudices to an entire
community. The average workingman can in general only hope to communicate
effectively with his family, friends, co-workers and bowling team not to
mention his dog.
An article in
the LA Times entitled "Justices OK Censorship by Schools" reported
that the US Supreme Court has decided that school students do not have free
speech in their own school newspapers.
"We hold that educators do not offend the First
Amendment by exercising editorial control over the style and content of student
speech in school-sponsored expressive activities so long as their actions are
reasonably related to legitimate pedagogical concerns," Justice Byron R.
White wrote for the court. [It seems that the way to teach students about their
Constitutional rights is to deny them to them. Or is the message that they will
have them when they are adults?] In dissent, Justice William J. Brennan Jr., the
court's liberal leader, blasted his colleagues for endorsing 'official
censorship' by government officials.
'The mere fact of school sponsorship does
not...license thought control in the high school,' Brennan wrote. 'The young
men and women of Hazelwood East expected a civics lesson [in their journalism
course], but not the one the court teaches them today.' ...
'Such unthinking contempt for individual rights is
intolerable from any state official,' Brennan said of the principal's action.
'It is particularly insidious from one to whom the public entrusts the task of
inculcating in its youth an appreciation for the cherished democratic liberties
that our Constitution guarantees.'"32
So much for the
encouragement of free speech among our youth. When they are older, they will
learn how to self-censor themselves. Until they do, they must be given some
direction in that direction.
Let us consider
the example of an applicant for medical school. We have already discussed the
fact that a person who enters medical school and who has the ability and
willingness to work hard has the potential freedom to become an MD with all the
rights, privileges and prerogatives thereof. However, some people may not have
the ability to get through medical school or even to get accepted. They do not
even have the same potential freedom as someone that does have the prerequisite
ability. Some inequality, therefore, exists due to this fact alone. Next let us
assume that, for all those who meet the requirements, society will foot the
bill for their schooling. Then, clearly, all these individuals have the same
potential freedom to become doctors, and a situation of equality exists among
them. This equality does not exist among all members of society at large due to
the fact that some people do not meet the admissions standards. Now, if only
those people who can pay their own expenses can go to medical school, the
potential freedom of those who are qualified but cannot pay their own way is
greatly diminished and further inequality is introduced. This inequality can be
diminished somewhat by the provision of scholarships for academically qualified
but economically disadvantaged students. Further inequality is introduced if
there are only a certain number of slots available for beginning medical
students and this number is less than the number of qualified applicants who
can pay their own way.
Let us consider
another example which might seem a little strange to discuss in the context of
the principles of freedom and equality: a cure for cancer. There is no law
prohibiting anyone from discovering a cure for cancer and yet there is no
actual freedom to have a cure in the sense that, if we happen to get the
disease, we can avail ourselves of an immediate, effective cure. So we don't have
the actual freedom to be cured from cancer. However, we do have hope that with
a sufficient amount of research, with a sufficient amount of diligence and
work, someday there will be a cure. So there is some potential freedom in this
regard. Let's look at the equality issue. Cancer seems to strike randomly
without regard to financial status, social position or standing in the
community so in that sense there is equality among people insofar as the
contraction of the disease is concerned. On the other hand, there is
considerable proof that people who smoke, have certain diets, lead certain
lifestyles or are genetically predisposed have a statistically greater chance
of getting the disease. In a sense these people have less freedom from the
disease and there is a certain amount of inequality over the whole population.
The value of
equality in human relations stems from the Christian ethic- Love your neighbor
as yourself- and the Golden Rule-Do unto others as you would have them do unto
you. It's interesting to note that there is a very activist kernel to this
exhortation. There is an exhortation to initiate the doing, the loving. Not to
sit back and be passive and wait for the other guy to make his move first. This
is the equivalent of a "first strike" policy-but a first strike of
love and kindness and friendship. There is both a masculine and a feminine
component here, if you will. The feminine component is the content of the
action, the loving, the nurturing. The masculine component is the initiating of
the act-the actively initiating as opposed to passively responding. To do this
requires strength. This is a different kind of strength than military strength.
The use of the word strength has been so associated with military capacity,
with the ability to inflict damage, that we need to redefine it, we need to
change the semantics to allow for the kind of courage and strength required to
do unto our neighbor as we would have him do unto us. In fact, I would argue
there is a lot more real strength required to initiate peace than there is in
pulling a trigger, pressing a button or dropping a bomb.
Erich Fromm has
indicated a revised direction for the concept of strength rooted in individual
capacities as opposed to control of material resources. "In all spontaneous
activity the individual embraces the world. Not only does his individual self
remain intact; it becomes stronger and more solidified. For the self is as strong as it is active. There is no genuine
strength in possession as such, neither of material property nor of mental
qualities like emotions or thoughts. There is also no strength in use and
manipulation of objects; what we use is not ours simply because we use it. Ours
is only that to which we are genuinely related by our creative activity, be it
a person or an inanimate object. Only those qualities that result from our
spontaneous activity give strength to the self and thereby form the basis of
its integrity. The inability to act spontaneously, to express what one
genuinely feels and thinks, and the resulting necessity to present a
pseudo-self to others and oneself, are the root of the feeling of inferiority
and weakness."33
The more
technologically sophisticated our weaponry, the less human strength, the less
strength of character is required in the exercise and manifestation of that
military strength. The more the promulgators of war are removed from actually
facing the consequences to themselves and others of doing battle in a very real
rather than remote way, the more we are faced with the spectacle of very weak,
paranoid men reigning destruction while they remain behind protective barriers.
In the same way that as individuals we may seek to make ourselves invulnerable
to the hurt of human relationships by retreating behind a protective shield of
character armor, the modern militarist has retreated behind his military shield
from thence to press a button in order to destroy his enemy. Christ said:
"Love your enemies." How much more strength is required to love our
enemies, to step out from behind the protective shield, to make ourselves
vulnerable, how much more courage and bravery is required to do this than is
required to remain ensconced in our protective shield with our finger on the
button. Just as in personal relationships we must gather up the courage to
lower our guard, to make ourselves vulnerable, even if we have been hurt, if we
are ever to experience love again, if we are ever to have a close, meaningful
human relationship again, so we must be willing as national entities to summon
up our courage and strength to trust again. Christ might have said, "Love
your enemies-you might end up enjoying it." Or "Former enemies make
the best lovers." How's that for a bumper sticker! Remaining inside our
personal and national bunkers may seem more safe, but it is also a guarantee
that we will never experience life or love to its fullest. Our lives will
become increasingly meaningless until finally we have nothing but a living
death. To experience life to its fullest we must have the strength and courage
to make ourselves vulnerable, to enter into discourse and intercourse with
other people. To do otherwise is to let our humanness, our capacity to love and
experience life, to experience the beauty of nature atrophy as we remain in our
bunkers, afraid to come out, convinced that we are manly because by pressing a
button we can blow up other human beings whom we have defined as our enemies
even when they are defenseless women and children. This seems more like
cowardice to me. A policy based upon destroying countless millions of innocent
lives which Mutual Assured Destruction assuredly is, is cowardly. It's a
perverted notion of what strength really is. When are we going to learn that we
can't destroy our enemies without destroying ourselves (literally true in the
nuclear age) and that the only way to get rid of our enemies is to make friends
out of them?
How do we feel
about an individual who is paranoid, who doesn't trust anybody, who remains
encased in character armor, who won't love or let himself be loved because by
so doing he would be making himself vulnerable, who lives in a windowless,
cheerless personal bunker never resting since he's constantly vigilant and on
guard against his perceived enemies, who stalks and kills innocent women and
children to prove to himself and to the world that he is strong and manly and
has power? If we are charitable, I think that we would say that such an
individual is very, very sick. If we are not charitable, we would probably say
that he is the lowest, most despicable, cowardly scum who ever walked the face
of the earth. And yet how close is this portrait in describing the stance
represented by our foreign policy? We see enemies everywhere-endless enemies in
fact. We have a national policy which envisions the destruction of millions of
innocent people even the possible destruction of every life-form on the face of
the earth. We even have scenarios for doing this without provokation, as a
first strike, as I suppose that the paranoid killer who stalks innocent women
rationalizes that he better get them first before they get him.
May I suggest
that in order to create enemies in the world, it is only necessary to be
indifferent to the well-being of the people who populate it, and in order to
create friends, it is only necessary to care about the people who populate it.
By only being concerned about vanquishing our enemies and not being concerned
about helping the vast majority of the world's population who live in poverty
and squalor-even though we clearly have the capacity to have some impact on
this situation, we have created enemies out of people who would just as soon
have been our friends. Bu only being concerned about "American
interests" abroad instead of the interests of the poor and downtrodden people
of a particular country, we have again and again demonstrated our unconcern for
the people of the nations we deal with. By propping up regimes friendly to
"American interests" but hostile to their own people, we have
demonstrated that we don't care about the suffering and poverty-stricken
peoples of the world in the same way we don't care about the poor and homeless
in our own midst. We only care about "American interests." And what
are "American interests?" They're the interests of the American power
structure; they're the interests of wealthy Americans. And those interests are
in preserving their own commanding lead in the game, not in helping the poor up
and thereby creating someone who is on a comparable competitive footing as
themselves and hence diminishing their own power and competitive position. With
the vast majority of the world's people in poverty, look at how many people the
rich and powerful are ahead of! Look at their commanding lead in the game of
life. Look at the human resources which can be called upon to do their
shitwork. Look at how much easier it is to govern them than it would be if they
were all on an equal footing with the governors. We have created enemies out of
friends when it would have been possible, and indeed still is possible, to
create friends out of enemies. As Richard Nixon has said, "At least the
communists talk about the problems whereas all we do is talk about the
communists." And American interests.
Getting back to
the idea of equality stemming from "Love your neighbor as
yourself." Christ did not say,
"Let your neighbor have the same political rights as yourself" or
"With regard to the law, consider your neighbor the same as
yourself." Loving your neighbor as yourself includes all of these but it
includes much more. It is a general concern for your neighbor's well-being and
is all inclusive of things pertaining to his good. That goes beyond his rights
to free speech, his rights to political enfranchisement, his right to fair
treatment before the law. It extends to such things as whether his kids suffer
from malnutrition, whether he has a home or is homeless, whether he and his
family have adequate medical care regardless of whether or not they can pay for
it, whether there are jobs and educational opportunities and the wherewithal to
live a happy constructive life-not only as a consumer but also as a producer,
whether in the final analysis he can live with dignity. We hear our government
being concerned about the political rights of people in other regions of the
globe (which to be sure are important) without expressing the least concern
about the fact that their children are dying from diseases which have been
eradicated in this country for years, that people are dying for lack of a clean
drinking water supply, that people do not have even the most basic level of
economic well-being that would allow them to live with dignity. As Billie
Holliday once said,"People got to have a little food in their belly and a
little love in their heart before they can sit still for anybody's
sermon." We have been preaching to people about the virtues of democracy
and the free enterprise system without being concerned about much more basic
and crucial matters of life and death, matters which are much more relevant to
much of the world's population and which supersede the matters contained in our
sermons and preachments. In addition the free enterprise system based on a
competitive race among people who all start out
equal and together from the starting line has no relevance in areas of
the world in which powerful oligarchies have been entrenched for decades. The
inability of American capitalism to come to grips with and address the economic
needs of the majority of the world's peoples has made the American
"model" increasingly vacuous and irrelevant. The Third World debt
crisis represents the abject failure of American foreign policy in addressing
the needs of poor Third World people.
We propose a new
definition of equality, an equality not based on the equality of competitors at
the beginning of a race, but a post-race equality, an equality based in
Christian ethics, a compensatory equality that is concerned that each
individual's experience of life is, insofar as is possible, of as high a
quality as any other's. This means that some who are very well off may have to
give up something so that someone else who is not can approach not just his
standard of living but his standard of being. It might require more resources
for people with special needs, with handicaps, either mental or physical, to
live at the same level as others. We define equality in terms of final results,
in terms of outputs and outcomes, rather than in terms of initial conditions or
inputs or competitive opportunities. This is the type of equality that Jesus prescribed
and our definition is rooted in Christian ethics. The spiritual and
psychological state of well-being for all people should be as great and as
equal as possible, and the reallocation or redistribution of resources on the
material level should support this goal. It is compassion that is the
motivation behind the desire that every human being, to the extent that it is
possible, experience life equally as well as any other.
In a competitive
society, the notion of love for one's neighbor and hence the whole basis for
the value of equality itself is undermined. "It is obvious that the
relationship between competitors has to be based on mutual human indifference.
[The relationship between employer and employee is also filled with this
loveless quality.] "It is not a relationship of two human beings who have
any interest in the the other outside of this mutual usefulness." 34
Loving your
neighbor as yourself is not the same as martyrdom in which you love your
neighbor more than yourself or self-interest in which you love yourself more
than your neighbor. What this admonition implies is that, in resolving a
situation, or determining an outcome, or settling a dispute, one should
consider everyone's interests equally including our own. This is what loving
our neighbor as ourself implies-equal consideration of everyone's interests
including one's own self-interest.
INDIVIDUAL
VALUE SYSTEMS AND SOCIAL CONTRACTS
An individual value
system is a value system that an individual operates under in the conduct of
his everyday life. A social contract represents a value system which an
individual agrees to cooperate with by virtue of the fact that he lives in a
certain society. For instance, an individual might live in a society which
politically is a democracy so he agrees that all men are free in their right to
vote and that all men are equal in the sense that all have one and only one
vote. Whether or not all men are created equal has nothing to do with it. What
we are agreeing to is a certain balance between freedom and equality. Both
freedom and equality are values, and they are manifested in a certain way in
any particular political system.
In his individual
conduct, however, our Mr. John Q. Citizen may not view all men as equals even
though he accepts that principle for voting purposes. He may in fact have a
high degree of self-interest and in any given situation give much more
consideration to his own interests than to the interests of the others who may
be involved. What this means is that to the extent that he has control over the
situation, he may give himself many more votes in deciding the outcome than he
gives to the others if he considers them at all. He may tend to maximize his
freedom and equality while ignoring or diminishing that of the others.
On the other hand, a
martyr might not consider his own self-interest at all and consider only the
interests of the others involved in arriving at a decision. Then there is the
type of person who would abdicate whatever power he might have in the situation
to another party who might be anything from a tyrant to a saint taking whatever
was doled out to him as a solution in return. The person who shies away from
the legitimate use of his power which could result in some good being accomplished
has as little social conscience as the person who seeks power only for his own
aggrandizement. In any situation there will be some distribution of power among
the people involved. Some may have more than others for whatever reason. There
also may be a distribution of the amount or lack of self-interest among the
people. Some people may be very self-interested while some may be altruistic.
If everyone is self-interested, and everyone has a more or less equal share of
the power, we may assume that there would be a lot of competition involved in
determining the outcome. If everyone is more or less altruistic and has an
equal share of power, we may assume that there would be a lot of cooperation in
determining the outcome. If some people are selfish and some altruistic again
with a relatively equal distribution of power, we might assume that symbiotic
relationships would form voluntarily between the givers and the takers. If
power were concentrated in a few hands and these people were despotic, we may
assume that these people would use their power to further their own interests
at the expense of the others if need be. If power were concentrated in the
hands of a few people and these people were altruistic, then we might have a
case of the benign dictator or oligarchy who rules in the interests of the
people. We might mention one more case: a situation in which the people
involved were selfish to a certain extent and altruistic to a certain extent
and there was an equal distribution of power among them. In this situation
there would probably be a high degree of cooperation in determining how the
people could best work together in such a way that the self-interests of each
would be enhanced without sacrificing the self-interest of any. There would be
a respect for the individuality and differences of each person and there would
be cooperation among the group as a whole in order to further the cause of each
as an individual in a just and fair way.
DEMOCRACY
From the concept of
equality springs the concept of democracy-equal consideration of interests.
There is a difference, however. In a democracy the equality is built into the
system by having an equal distribution of power, mandated by law and inherent
in the mechanism of the voting system. It is not absolutely necessary to have a
democracy in order to have a "good" society. If all individuals in a
society operate from a "good" ethical basis, then it doesn't matter
what the distribution of power among individuals is. The results will be the same.
Even in a dictatorship, if the dictator is operating out of love, out of an
equal consideration of everyone's interests, not valuing his own interests
higher or lower than others, the results should be the same. By setting up a
social structure in which everyone has equal power, we are making the society
more stable and not depending so much on the goodness of men in positions of
power. So the purpose of democracy is not so much goodness as it is
stability-the prevention of the usurpation of power by someone who is not good.
The freedom dimension
enters into the equation in the sense that, insofar as is possible and
considering everyone equally, everyone's self-interest should be maximized.
That is to say that everyone should be given his highest preference consistent
with an overall solution. We can define a democracy, therefore, as a society in
which everyone's interests are taken into account equally, and, in setting
policy, we choose the solution which maximizes the total utility considered
over all possible solutions and over the entire population. This is not the
same as the utilitarians' maxim, "the greatest possible good for the
greatest possible number." This maxim is self-contradictory since it
involves the maximization of two criteria simultaneously. The criterion we are
advocating is, when everyone's interests are considered equally, "the
greatest possible good period." It should be noted that this definition of
democracy includes both political and economic aspects. The idea of democracy
is extended to include not only political democracy based upon the idea of
"one man-one vote" but also economic democracy based upon the idea of
"one man-one share in the decisions involving the production and
consumption of goods and services." Broadly speaking and for the purposes
of our discussion, we consider economic democracy to be synonomous with socialism.
Our definition of
democracy owes a lot to the British philosophy of utilitarianism as expounded
by John Stuart Mill and others. "The creed which accepts as the foundation
of morals 'utility' or the 'greatest happiness principle' holds that actions
are right in proportion as they tend to promote happiness; wrong as they tend
to produce the reverse of happiness. By happiness is intended pleasure and the
absence of pain; by unhappiness, pain and the privation of pleasure. To give a
clear view of the moral standard set up by the theory, much more requires to be
said; in particular, what things it includes in the ideas of pain and pleasure,
and to what extent this is left an open question. But these supplementary
explanations do not affect the theory of life on which this morality is
grounded-namely, that pleasure and freedom from pain are the only things
desirable as ends; and that all desirable things (which are as numerous in the
utilitarian as in any other scheme) are desirable either for pleasure inherent
in themselves or as means to the promotion of pleasure and the prevention of
pain."35 For Mill as for the framers of the US Constitution,
happiness was something to be pursued and/or expedited by the social system
itself. It was also something to be extended to all mankind and not just to the
privileged few. "According to the greatest happiness principle, as above
explained, the ultimate end, with reference to and for the sake of which all
other things are desirable-whether we are considering our own good or that of
other people-is an existence exempt as far as possible from pain, and as rich
as far as possible in enjoyments, both in point of quality and quantity; the
test of quality and the rule for measuring it against quantity being the
preference felt by those who, in their opportunities of experience, to which
must be added their habits of self-consciousness and self-observation, are best
furnished with the means of comparison. This, being according to the
utilitarian opinion the end of human action, is necessarily also the standard
of morality, which may be accordingly be defined 'the rules and precepts for
human conduct,' by the observance of which an existence such as has been
described might be, to the greatest extent possible, secured to all mankind;
and not to them only, but, so far as the nature of things admits, to the whole
sentient creation."36
Thus Mill is not only
the consummate libertarian seeking to expand both the quantity and quality of
enjoyments and pleasures (we would say options), but is also the consummate
egalitarian seeking to extend these options to all mankind and even to the
animal world! Mill is very aware that there are high quality and low quality
pleasures and of the need for some way of distinguishing among them, thus his
stipulation of a judiciary of some sort composed of men "best furnished
with the means of comparison."
Mill, ever the
optimist, thinks that a happy life is possible for all if only the social
mechanisms preventing it were changed. "The happiness...was not a life of
rapture, but moments of such, in an existence made up of few and transitory
pains, many and various pleasures, with a decided predominance of the active
over the passive, and having as the foundation of the whole not to expect more
from life than it is capable of bestowing. A life thus composed, to those who
have been fortunate enough to obtain it, has always appeared worthy of the name
of happiness. And such an existence is even now the lot of many during some
considerable portion of their lives. The present wretched education and
wretched social arrangements are the only real hindrance to its being
attainable by almost all."37
Mill takes much
pleasure in life, in people, in the cultivations of the mind. He sees
selfishness as inherently self-limiting; a life lived selfishlessly is a life
devoid of the pleasure of affection for others.
"When people who are tolerably fortunate in their outward
lot do not find in life sufficient enjoyment to make it valuable to them, the
cause is generally caring for nobody but themselves. To those who have neither
public or private affections, the excitements of life are much curtailed, and
in any case dwindle in value as the time approaches when all selfish interests
must be terminated by death; while those who leave after them objects of
personal affection, and especially those who also cultivated a fellow-feeling
with the collective interests of mankind, retain as lively an interest in life
on the eve of death as in the vigor of youth and health. Next to selfishness,
the principle cause which makes life unsatisfactory is want of mental
cultivation. A cultivated mind...finds sources of inexhaustible interest in all
that surrounds it: in the objects of nature, the achievements of art, the
imaginations of poetry, the incidents of history, the ways of mankind, past and
present, and their prospects in the future. ...
...As little is there an inherent necessity that any human
being should be a selfish egotist, devoid of every feeling or care but those
which center in his own miserable individuality. Something far superior to this
is sufficiently common even now, to give ample earnest of what the human
species may be made. Genuine private affections and a sincere interest in the
public good are possible, though in unequal degrees, to every rightly brought
up human being. In a world in which there is so much to interest, so much to
enjoy, and also so much to correct and improve, everyone who has this moderate
amount of moral and intellectual requisites is capable of an existence which
may be called enviable."38
Mill seems to see
happiness not in the accumulation of things but in the pleasures of an active,
caring and interested mind much as Marx and Fromm see freedom as providing a
chance for the "flowering of the individual" rather than the
accumulation of things. Mill sees the elimination of poverty, disease and
suffering as the great quest of mankind. "Poverty, in any sense implying
suffering, may be completely extinguished by the wisdom of society combined
with the good sense and providence of individuals. ...All the grand sources, in
short, of human suffering are in a great degree, many of them almost entirely, conquerable
by human care and effort; and though their removal is grievously slow-though a
long succession of generations will perish in the breach before the conquest is
completed, and this world becomes all that, if will and knowledge were not
wanting, it might easily be made-yet every mind sufficiently intelligent and
generous to bear a part, however small and inconspicuous, in the endeavor will
draw a noble enjoyment from the contest
itself, which he would not for any bribe in the form of selfish indulgence
consent to be without."39
The ethical
sub-stratum of Mill's system is based on the Christian notion of loving our
neighbor as ourselves and hence equality is the paramount value and is on a par
and in balance with happiness and freedom.
"I must again repeat what the assailants of utilitarianism seldom
have the justice to acknowledge, that the happiness which forms the utilitarian
standard of what is right in conduct is not the agent's own happiness but that
of all concerned. As between his own happiness and that of others,
utilitarianism requires him to be as impartial as a disinterested and
benevolent spectator. In the golden rule of Jesus of Nazareth, we read the
complete spirit of the ethics of utility. 'To do as you would be done by,' and
'to love your neighbor as yourself,' constitute the ideal perfection of
utilitarian morality. As the means of making the nearest approach to this
ideal, utility would enjoin, first, that laws and social arrangements should
place the happiness or (as, speaking practically, it may be called) the
interest of every individual as nearly as possible in harmony with the interest
of the whole; and, secondly, that education and opinion, which have so vast a
power over human character, should so use that power as to establish in the
mind of every individual an indissoluble association between his own happiness
and the good of the whole, especially between his own happiness and the
practice of such modes of conduct, negative and positive, as regard for the
universal happiness prescribes; so that not only he may be unable to conceive
the possibility of happiness to himself, consistently with conduct opposed to
the general good, but also that a direct impulse to promote the general good
may be in every individual one of the habitual motives of action."40
Mill in his emphasis
on utility or happiness rather than an emphasis on freedom is emphasizing the
outcome of the social process rather than the input to the social process, and,
along with his emphasis on equality and Christian neighbor love, bridges the
gap between Easten and Western political thought (if one chooses to classify
the work done by Marx, for example, in the British Museum as "Eastern
thought.") The worth and sanctity of the individual manifests itself in his
system not only as individual rights but as a concern for the welfare of each
individual. The concern for the welfare of the individual and not just his
rights puts utilitarianism in the world of socialist rather than capitalist
philosophies. The interesting point here is that it is essentially a moral or
even religious point (loving one's neighbor as oneself) that distinguishes this
philosophy and most socialist philosophy from capitalist philosophy which is
based on the fact that one should pursue his own selfish interests without
regard to his fellow man. Capitalism, per se, has no place for loving one's
neighbor as one's self; utilitarianism as well as socialism does-built right
into the system. Even though the socialist world has rejected the pietistic
approach to religion of the Western world, it is more essentially Christian in
its concrete manifestation. The following quote from Mill could be used to
defend socialism and communism as well as utilitarianism. "If it be a true
belief that God desires, above all things, the happiness of his creatures, and
that this was his purpose in their creation, utility is not only not a godless
doctrine, but more profoundly religious than any other."41
The extent to which
Mill goes to underpin his system, scrupulously and assiduously, with moral and
ethical considerations is almost mind-boggling. One can only speculate that, if
Marx had been so concerned to make the connection between his philosophical
outlook and the obvious underlying Christian value system, communism might not
have been the victim of the bum rap it has been given as a godless, atheistic
system. Mill was concerned not only for the rights of individuals, not only for
the preconditions, but for the happiness and welfare of all individuals.
"But there is this basis of powerful natural
sentiment; and this it is which, when once the general happiness is recognized
as the ethical standard, will constitute the strength of the utilitarian
morality. This firm foundation is that of the social feelings of mankind-the
desire to be in unity with our fellow creatures, which is already a powerful
principle in human nature, and happily one of those which tend to become
stronger, even without express inculcation, from the influences of advancing
civilization. The social state is at once so natural, so necessary, and so
habitual to man, that, except in some unusual circumstances or by an effort of
voluntary abstraction, he never conceives himself otherwise than as a member of
a body; and this association is riveted more and more, as mankind are further
removed from the state of savage independence. Any condition, therefore, which
is essential to a state of society becomes more and more an inseparable part of
every person's conception of the state of things which he is born into, and
which is the destiny of a human being. Now society between human beings, except
in the relation of master and slave, is manifestly impossible on any other
footing than that the interests of all are to be consulted. Society between equals
can only exist on the understanding that the interests are to be regarded
equally. And since in all states of civilization, every person, except an
absolute monarch, has equals, everyone is obliged to live on these terms with
somebody; and in every age some advance is made toward a state in which it will
be impossible to live permanently on other terms with anybody. In this way
people grow up unable to conceive as possible to them a state of total
disregard of other people's interests. They are under a necessity of conceiving
themselves as at least abstaining from all the grosser injuries, and (if only
for their own protection) living in a state of constant protest against them.
They are also familiar with the fact of co-operating with others and proposing
to themselves a collective, not an individual, interest as the aim (at least
for the time being) of their actions. So long as they are co-operating, their
ends are identified with those of others; there is at least a temporary feeling
that the interests of others are their own interests. Not only does all
strengthening of social ties, and all healthy
growth
of society, give to each individual a stronger personal interest in practically
consulting the welfare of others, it also leads him to identify his feelings
more and more with their good, or at least with an even greater degree of
practical consideration for it. He comes, as though instinctively, to be
conscious of himself as a being who of course pays regard to others. The good
of others becomes to him a thing naturally and necessarily to be attended to,
like any of the physical conditions of our existence. Now, whatever amount of
this feeling a person has, he is urged by the strongest motives both of
interest and of sympathy to demonstrate it, and to the utmost of his power
encourage it in others; and even if he has none of it himself, he is as greatly
interested as anyone else that others should have it. Consequently, the
smallest germs of the feeling are laid hold of and nourished by the contagion of
sympathy and the influences of education; and a complete web of corroborative
association is woven round it by the powerful agency of the external sanctions.
This mode of conceiving ourselves and human life, as civilization goes on, is
felt to be more and more natural. Every step in political improvement renders
it more so, by removing the sources of opposition of interest and leveling
those inequalities of legal privilege between individuals or classes, owing to
which there are large portions of mankind whose happiness it is still
practicable to disregard. In an improving state of the human mind, the
influences are constantly on the increase which tend to generate in each
individual a feeling of unity with all the rest; which, if perfect, would make
him never think of, or desire, any beneficial condition for himself in the
benefits of which they are not included. If we now suppose this feeling of
unity to be taught as a religion, and the whole force of education, of
institutions, and of opinion directed, as it once was in the case of religion,
to make every person grow up from infancy surrounded on all sides both by the
profession and the practice of it, I think that no one who can realize this
conception will feel any misgiving about the sufficiency of the ultimate
sanction for the happiness morality."42
There is one glaring
weakness in a democracy with decisions taken by majority rule which can be
redressed through an application of Christian ethics. It's interesting that,
economically speaking, communism is the redress to socialism which includes
this ethic, but there is no widely acknowledged equivalent redress to democracy
on a political level. The weakness is the fact that in a democratic process a
minority may be excluded so that the outcome, while democratic in the sense
that everyone has been considered equally and, even though social utility has
been maximized, imposes severe hardship on some minority or minorities or even
some individuals. The same thing could occur economically under pure socialism.
Communist ideals, then, can be seen as the secular embodiment of Christ's
teachings in that, considering those who are excluded to be "the least of
these," the ones left out by the majority process are given special
consideration so that they cannot fall below a certain welfare level. The
notion of individual civil or political rights protects the individual from the
majority in the same way as the notion of individual economic rights protects
the individual economically. The notion "to each according to his
needs" goes even farther since in addition to placing a floor under
welfare for "the least of these"i.e.the worst off, it
attempts to meet all needs even of those who are well off.
Individual political
rights can be seen as a redress to democracy which insures that everyone's
minimal political needs will be met. It places a floor under political needs.
Socialism with individual economic rights is the mirror image of political
democracy with individual political rights.
Economic rights are a means of placing a floor under economic needs and
guaranteeing that minimal economic needs will be met regardless of how the
economic process sorts itself out. Everyone's needs are not necessarily
met-just the needs of the neediest members of society whether political or
economic.
The introduction of
the Christian ethic of special caring and compassion for the weakest and
neediest members redresses the balance in the same way that "From each
according to his abilities" redresses the balance in socialism becoming
communism in the process. In fact when Christ said, "If there is one among
you who would be great, let him become your servant," he was expressing
the same sentiment. For the great to serve is the same as for the capable, the
strong, to give according to their abilities. In fact the expression,
"From each according to his abilities, to each according to his
needs," is totally in accordance with Christ's expressed sentiments and
could just as well have emanated from his mouth. The preponderance of Christ's
sentiments-the concern for the poor and downtrodden, the disdain for the
pursuit of money and material things as ends in themselves, the disconnection
of the link between production and consumption, the emphasis on equality and
brotherhood, are exactly the same as the predominance of communist ideals.
Communist ideals, then, can be seen as the embodiment of Christ's teachings.
Not once did Christ express a positive sentiment concerning the things that
Western democracies hold so dearly-free speech, democratic elections, free
enterprise. Could it be that the system which the West has decried as atheistic
is, in its professed ideals, more closely a manifestation and a realization of
Christian ethics than are the systems which hold sway in countries which
profess to be Christian nations?
Just as we have
extended democracy to include both the political and economic systems, we might
extend communism to include not only the economic but also the political system
as well. Coming from the opposite direction, we might extend the concept of
constitutional government to include not only the political but also the
economic aspects. What the extension of both these concepts would mean is the
constitutional guarantee of basic rights-both economic and political. In
addition to the constitutionally guaranteed political rights such as free
speech, freedom of the press, freedom of religion and democratic voting rights,
such as we have in the US, there would be constitutionally guaranteed economic
rights such as freedom to work, freedom to have basic food, shelter and medical
care such as we have in the USSR and freedom of education which we have
basically in both countries. These rights are guaranteed regardless of the
outcome of the political processi.e.they cannot be voted away by a
majority in a democratic election, and regardless of the outcome of the
economic processi.e.they cannot be taken away due to an inability to
pay. It means that, regardless of the outcome of the game which is what a
social decision-making process can be considered to be, there is a certain
level of satisfaction or utility which is guaranteed even if that means
reducing the utility levels of some or all of the other individuals which is
what a progressive taxation process usually does. It does not mean that these
things are just given to people without requiring anything in return or
regardless of need. Those who can provide for themselves should do so. Those
who cannot should be given the opportunity to contribute something-if they are
capable-in return for having their needs met; and those who cannot contribute
anything-cannot work-should be taken care of unconditionally.
Looked at in another
way, extending communism to the democratic political process would be
equivalent to multiplying the number of possible outcomes of the political
process so that each person gets an outcome more individually tailored
"according to his needs," rather than one outcome which applies to
all. "To each according to his needs" is a very individualistic ethic
due to the fact that each individual's needs vary and are personal to him. On
an economic level it means a solution for each individual exactly tailored to
that individual's needsi.e.a package of goods and services that
meets that indvidual's needs as specified by that individual. Politically, we
would need a democratic voting system in which there were many possible
outcomes and in which each individual would have an individually tailored outcome. This would
represent a political market system in that it would be individually responsive
to individual inputs and not just collectively responsive to individual
inputs.We develop such a system in Chapter 3.
HUMAN
RIGHTS
On December 10, 1948, the General Assembly of
the United Nations adopted and proclaimed the Universal Declaration of Human
Rights. We quote from the preamble:
"Whereas recognition of the inherent dignity and of
the equal and inalienable rights of all members of the human family is the
foundation of freedom, justice and peace in the world,
Whereas disregard and contempt for human rights have
resulted in barbarous acts which have outraged the conscience of mankind, and
the advent of a world in which human beings shall enjoy freedom of speech and
belief and freedom from fear and want has been proclaimed as the highest
aspiration of the common people,
Whereas it is essential, if man is not to be compelled to
have recourse as a last resort, to rebellion against tyranny and oppression,
that human rights should be protected by the rule of law,
Whereas it is essential to promote the development of
friendly relations between nations,
Whereas the peoples of the United Nations have in the
charter reaffirmed their faith in fundamental human rights, in the dignity and
worth of the human person and in the equal rights of men and women and have
determined to promote social progress and better standards of life in larger
freedom,
Whereas Member States have pledged themselves to achieve,
in cooperation with the United Nations, the promotion of universal respect for
and observance of human rights and fundamental freedoms,
Whereas a common understanding of these rights and freedoms
is of the greatest importance for the full realization of this pledge,
Now, therefore, THE GENERAL ASSEMBLY proclaims THIS
UNIVERSAL DECLARATION OF HUMAN RIGHTS as a common standard of achievement for
all peoples and nations..."
There are 29 Articles
to the Declaration. Some of these concern political rights such as the right to
life, liberty and security of person, the right to non-discrimination because
of race, color, sex, religion etc., the prohibition of slavery, the prohibition
of torture and cruel punishment, the right to equal recognition and protection
before the law, the right to free assembly, the right to privacy, the right to
marry and raise a family, the right to own property, the right to freedom of
religion and of opinion and expression, the right to participate in the
governance of one's country.
Let us examine some of
these rights in more detail.
Article 1: "All human beings are born free
and equal in dignity and rights. They are endowed with reason and conscience
and should act towards one another in a spirit of brotherhood."
The important point
here is the assertion that all human beings are born equal in rights. There is
a social contract here in which it is the obligation of society to guarantee
the rights of every human being. Every baby born into society should have these
rights guaranteed him as his birthright. Notice that Article 1 does not say
that all men are created equal. Obviously they are not. To be pointed about it,
some are born with birth defects. And to say that they are created equal is a
cop-out in a sense because what is pertinent here is not some vague and
practically meaningless assertion, but how individual human beings are to be
regarded by society. Actually the phrase, "all men are created
equal," iterated by the venerable Abraham Lincoln implies sort of a race
in which all babies line up at the starting line and then "They're
off," all presumably having an equal chance of winning. It is only
society's responsibility to guarantee a fair start. Society, the man with the
starting gun, is standing there, his gun raised, making sure that no one gets
off the blocks early. In actuality there is a wide range of natural endowments
ranging from handicapped to gifted not to mention the individual economical and
psychological circumstances into which a baby is born. To say all men are equal
in rights is much more meaningful because then you can examine exactly what
those rights are and then you know where you stand.
It is also interesting
that Article 1 mentions that human beings should act towards one another in a
spirit of brotherhood, a very Christian and Muslim notion that one rarely hears
mentioned in capitalist countries these days. One wonders why as in the
rallying cry of the French Revolution, "Liberty, Equality,
Fraternity," the fraternity or brotherhood part has been dropped in
non-communist countries. The "Equality" has also been dropped for the
most part at least in the US which seems to be basing its whole social
philosophy to a greater and greater extent on Liberty or Freedom. Evidently,
there is some sort of polarization occurring between East and West in which the
West is allying itself totally with the concept of Freedom while the East,
presumably, is coming to stand solely for equality and we might throw in
brotherhood or cameraderie along with that since, presumably, free men are too
busy trying to best each other in the competitive arena to devote much
attention to the idea of brotherhood-except, as in the TV commercial for having
a beer after the game. It should be mentioned again that the essential
Christian message was one of brotherhood and equality with freedom taking a
relative back seat.
Now it should be noted
that the Universal Declaration of Human Rights contains both political and
economic rights. The notion of economic rights is somewhat alien to the
non-communist world while the same holds for the notion of political rights in
the communist world although there has been movement in a positive direction
lately with Gorbachev's policy of Glasnost. The communist world tends to have
an economic democracy and a political aristocracy while the capitalist world
tends to have a political democracy and an economic aristocracy. It should be
emphasized that people in the "free" world who feel that society
should guarantee them economic rights as well as political rights should stand
up and be counted. There should be an economic Declaration of Independence
which demands that in the most advanced industrial nation in the world, a
nation which can produce the technology to put a man on the moon, not to
mention cruise missiles and Pershing Twos, that in such a nation our children
should have the right to live above the poverty level. They should have the
right to an adequate diet, adequate housing, adequate medical care. Today one
in four children in the US lives in poverty. Obviously, they don't have any economic
rights. At a time when the wealthy are collecting Social Security and we have
an immense budget deficit and National Debt, we have socialism for the rich and
social Darwinism for the poor. Rich people and people that can afford to take
care of themselves should do so. Public beneficence should benefit the poor and
helpless not the rich and the able. There shouldn't be entitlement programs in
which money is doled out by the government to people who don't need it. This is
communism of the worst sort practised by the most arrogant capitalist nation on
the face of the earth. To each person over 65 whether he needs it or not. It is
not a wise policy for public monies to go to people who can afford to help
themselves. This is sheer fiscal irresponsibilty in an era of gigantic budget
deficits while at the same time poor children and homeless people do not even
have their most basic needs met because they have no political power.
Public monies should
go to people who can't help themselves such as malnourished and diseased
children who are languishing in the world's richest nation while some senior
citizens with their investments and annuities, their stocks and bonds, their
IRAs and trust deeds sit back and collect their social security. There should
be a comprehensive program of socially guaranteed economic rights which benefit
all people in need regardless of age.
Getting back to the
economic rights as promulgated by the General Assembly of the UN in their
Universal Declaration of Human Rights, let us examine Article 22:
"Everyone, as a member of society, has the right to social security and is
entitled to realization, through national effort and international cooperation
and in accordance with the organization and resources of each State, of the economic,
social and cultural rights indispensable for his dignity and the free
development of his personality." We note here that everyone, not just the
elderly, has a right to social security, and is entitled to economic rights.
Article 23: (1) Everyone has the right to work, to free choice of employment,
to just and favorable conditions of work and to protection against
unemployment. (2) Everyone, without any discrimination, has the right to equal
pay for equal work. (3) Everyone who works has the right to just and favorable
remuneration ensuring for himself and his family an existence worthy of human
dignity, and supplemented, if necessary, by other means of social
protection." We note that the USSR has a constitutionally protected right
to work. The US does not. One might ask why does the US not have a right to
work law (not to be confused with the meaning attached to "Right to
Work" laws in the US which has nothing to do with finding jobs for those
who can't find them themselves. The US Right to Work laws have more to do with
the rights of the employer to hire a non-union individual then the rights of an
unemployed person to a job.) becoming the employer of last resort, putting
people to work who otherwise cannot find jobs but are capable of working, and guaranteeing
everyone at least a minimal standard of living above the poverty level. The
answer is that this would drive up the price of labor and the government would
be to some extent competing with the private sector. But this is not
necessarily the case. If the government paid minimum wage with the minimum wage
pegged to support basic needs above the poverty level, the net flow of labor
would be towards higher paying jobs in the private sector. However, if
unemployed and poor people were put to work building low-codt housing for
themselves, growing food for themselves and otherwise producing the means for
providing their own needs and raising themselves above the poverty level, they
wouldn't be available to the private sector as consumers. They would be taking
business away from the slumlords and supermarket chains, and this would tend to
have the effect of lowering prices. This is something no capitalist can bear
the thought of. By ensuring poverty as an integral part of the capitalist
system, we ensure not only an industrial reserve army of laborers willing to
work for whatever the capitalists are willing to pay them, but also a consumers
reserve army who, armed with their welfare checks, will be forced to spend
their money with established business interests at the highest possible prices.
Conservatives say they
are against doling out public money to poor people. I am against that too. I
think people who are capable of working should work. Working is much more
dignity-enhancing than receiving a dole. It's a different situation if, for
some reason, people can't work or can't find work. The point is that wealthy
business interests would much rather have poor people not working and receiving
a dole to be spent at inflated prices in their place of business than to have
poor people working producing the means of their own sustenance. Working,
creating value, is a dignifying experience providing one is compensated justly
and the working conditions are dignified.
The problem for
capitalist governments is that the value created would either become the
property of the poor people themselves in which case customers for private
business interests would have been eliminated or the value created would become
the property of the government which could then sell it or rent it back to the
people who created it. This would diminish the transfer of wealth in the form
of taxes necessary from the better off to the poor, but would put the US
government in the business of competing with private enterprise which stands to
lose a buck if whatever money the poor have isn't spent with them. So I am
conservative in the sense that I think welfare recipients and unemployed should
be required to work for at least part of what they receive if they are capable
of working, and I don't believe Social Security should go to everyone, only the
poor and needy. However, work that is required of an individual should be
compensated at a rate that is sufficient
to provide for a basically decent lifestyle and the government should
provide the jobs if the private sector cannot.
Government should be in the business of creating the conditions and
enterprises and jobs which will allow the poor to provide for their own needs as
opposed to just encouraging them to get a job in the private sector if the
private sector is not capable of providing enough decent jobs to go
around.
This principle holds
also for eliminating poverty in the Third World. Top down aid in the form of
loans to established business interests only creates more poverty by empowering
the rich relative to the poor and only results in increased marginalization for
the poor. Bottom up aid, helping the poor to become self-sufficient at the
level of technology which can be used directly by them, allows the bottom
segment of society to deal with its own immediate situations directly instead
of depending on the good graces of some large corporation for which they
provide their labor. Job creation by giving loans and incentives and tax breaks
to the rich only creates menial jobs for the poor. A rising tide raises all
yachts and shipwrecks the dinghis on the
shoals of increased relative disadvantage. In the competitive struggle, giving
advantages to the strong further disadvantages the weak.
Fiscal responsibility
demands that the two principles enunciated here be implemented, namely: (1)
Social Security go only to those in need; (2) the government creates the
conditions whereby the poor who can work are provided with the wherewithal to
provide for their own needs directly using their own labor. Established
interests which would lose cheap labor and readily available consumers would
lose out and will lobby incessantly to see it doesn't happen. Poor people and
tax payers will be better off.
Article 24:
"Everyone has the right to rest and leisure, including reasonable
limitation of working hours and periodic holidays with pay."
Article 25: "(1)
Everyone has the right to a standard of living adequate for the health and
well-being of himself and his family, including food, clothing, housing and
medical care and necessary social services, and the right to security in the
event of unemployment, sickness, disability, widowhood, old age or other lack
of livlihood in circumstances beyond his control. (2) Motherhood and childhood
are entitled to special care and assistance. All children, whether born in or
out of wedlock shall enjoy the same social protection."
Article 26:
"Everyone has the right to education. Education shall be free, at least in
the elementary and fundamental stages. Elementary education shall be
compulsory. Technical and professional education shall be made generally
available and higher education shall be equally accessible to all on the basis
of merit. (2) Education shall be directed to the full development of the human personality
and to the strengthening of respect for human rights and fundamental freedoms.
It shall promote understanding, tolerance and friendship among all nations,
racial or religious groups, and shall further the activities of the United
Nations for the maintenance of peace.
(3) Parents have a prior right to choose the education that will be
given to their children."
Education shall be
directed to the full development of the human personality... Today in the US
education is increasingly technically directed and oriented. Art, music and the
humanities are being downgraded if not dropped altogether with the emphasis
being focused more and more on science, math, computers and technology. There
is an education race with a psychology similar to the arms race. Competitive
students are led to believe that they must study ever so diligently in order to
get the best grades in order to get the best jobs. The alternative to this is
to end up a second rate person economically and socially. The Japanese are even
more fanatical about this. Also American citizens feel we have to keep ahead of
the Russians through our superior study and diligence so that we don't become a
second rate power. Is it any wonder that those students involved in the
educational arms race end up in the military-industrial complex? The anxieties
and compulsions which drive them to win in the educational arms race are the
same anxieties and compulsions which drive the US to win the nuclear arms race.
In the process, all humanizing education, education which promotes
"understanding, tolerance and friendship among all nations, racial or
religious groups," education which would develop the "feminine"
qualities of love and caring and nurturing, education which would develop the
right hemisphere of the brain as well as the left, this sort of education is
lost in the shuffle. Since a preponderance of university research is funded by
the Defense Department, they set the agenda and define the limits of what kind
of research projects will be pursued by graduate students. These students are
then prepared to step into high-paying jobs with the nation's top defense
contractors such as General Dynamics, Hughes Aircraft, Lockheed, Rockwell and
General Electric.
At the same time PhD's
in philosophy, literature and the arts end up driving cabs and working as bus
boys in restaurants. So much for education in the US which promotes the cause
of the "maintanance of peace." The educational system in the US is
set up and geared to produce one-dimensional technical specialists, scientists
and engineers, who have the knowledge to develop new weapons systems to keep
the arms race spiraling ever higher, while at the same time they have no
knowledge or training or sensitivity or awareness of moral values, of human considerations,
of respect for the environment, of the beauty of nature, art or peace.
Article 27: "(1) Everyone has the
right freely to participate in the cultural life of the community, to enjoy the
arts and to share in scientific advancement and its benefits." To share in
the benefits of the community presupposes that these benefits are of a social
as opposed to a purely private nature. If the benefits of the community were
purely private, then no one would have a right to share in them. By the same token,
if one has a right to share in the benefits of the community, it stands to
reason that one has an obligation to share one's own creations and productions
with the community. A person who is educated in public schools should not feel
that his knowledge and invention is purely a private matter. One's creations
are to some extent private because they come about as a result of individual
endeavor but they are to some extent public because a person's background which
enabled him to create something of value is to some extent public and social.
The US is fond of
pointing out to the Soviets their human rights violations with respect to
abridging the political rights of certain dissidents. But let's face it: human
rights include economic rights also. And with one child out of four beneath the
poverty level in the US, the world's richest nation, as of 1985, is not that a
violation of human rights on a much larger scale? Certainly many more people
are involved whose economic rights are being violated in the US than there are
people whose political rights are being violated in the USSR. Let's not be
hypocritical. Let's not be the US kettle calling the Soviet pot black. Let's
first remove the beam from our own eye before we start trying to remove the
mote from our brother's.
We might amend
Christ's maxim to love our neighbor something like this: All else being equal,
love your neighbor as yourself and by all means strive to improve your own lot,
and, if you can do so in conjunction with improving your neighbor's lot also,
so much the better, but at least don't improve your own lot at his expense.
However, if your neighbor is considerably weaker or more needy than you, it
might be necessary for you to give a little extra in order to help him keep his
head above water. Another way to look at this is to modify the communist maxim.
The socialist maxim, "From each according to his ability, to each
according to his work," would result in people with little ability or
capacity for work being disenfranchised. The communist maxim, "From each
according to his ability, to each according to his need," might result in
very talented and productive but unneedy people receiving very little and very
untalented, unproductive but needy people receiving a lot. This would be ideal
in the Christian ethical sense, but perhaps we should start the process at a
point which acknowledges that human selfishness is not something to be wiped
out overnight. What we are proposing is somewhere between these two value
systems. How close to one or the other we choose to be depends on where we draw
the line below which no one is allowed to fall. So that people receive
basically in accordance with their work and their talents and needy people
receive up to a certain level regardless of their work or talents.
What we are advocating
is sort of a modified democracy. There is love or altruism or idealism
introduced to the extent of guaranteeing basic rights both political and
economic, to everyone. Beyond that and beyond the basic notion of equality
stemming from "Love your neighbor as yourself," people would be free
to operate out of self-interest in improving their individual well-being as
long as they don't do it at someone else's expense. We would define a synergistic society as one
in which people pursued their self-interest in ways which contributed to the
well-being of others, for mutual gain but at least not at some individual's
loss, while there would be special dispensation to the poor and needy. In terms
of game theory, we are talking about non-competitive, positive sum games in
which everyone benefits to some degree although some benefit more than others,
but at least no one's benefits are negative as they are in a zero sum game in
which the players operate competitively and the winners' gain is the losers'
loss.
FREEDOM-EQUALITY
CONCEPTS APPLIED TO CURRENT SOCIETY
In a competitive and
"free" society, many options are created for us which are not in our
best interests. Options are created mainly in terms of goods and services which
may or may not be good for us. Options are also created in terms of ideas which
are "sold" to us by politicians in much the same way goods and
services are. If these options are created out of love, then they probably are
in our best interests. If they are created out of greed, then they probably are
not. We have the illusion of having many options in this society, but whether
they are options which are conducive to our well-being or whether they are
options whose main purpose is to entice us to part with our money is a very
pertinent question. By and large, options are created and promoted,
"needs" are created and cultivated, not out of a desire to serve our
well-being, but in order to get our purchasing dollar. The options are created
by people with economic power, people who figure to make a buck, and that is
why our entire culture and society is being trivialized. People who create out
of purely altruistic or artistic or humanistic or loving motives can't compete
with people who create out of purely business motives because
a) they do not have
the economic power to persuade people,
b) they do not
sugar-coat their product to make it more palatable.
The product produced
out of humanistic or spiritual motives may not be immediately accessible to the
consumer. It may require some work, some education, some efforting on the
consumer's part to reap the value. Hence the difference between art and
entertainment.
We have equated
convenience with freedom, instant gratification with freedom, infinite variety
with freedom, lack of effort with freedom. Businessmen have exploited our
penchant for freedom by creating enlarged option sets containing options none
of which are conducive to our well-being but all of which promise immediate and
instantaneous gratification without any effort on our part. The discipline and
work involved in truly enlarging our freedom by enlarging our capabilities is
negated in a hedonistic and materialistic culture precisely because the effort
is individually based, and there is no money in it. A fad is a boon to
capitalist society precisely because it involves the marketing to a mass
audience of a product which is collective and conformist in nature. There is no
money in catering to individual tastes-only to mass collective tastes.
Therfore, capitalist society does not value the individualistic consumer but
rather the consumer whose tastes can be made to conform to a mass market.
People need to be
taught to be intelligent consumers. But more than that people need to realize
that to be truly free they must be in a position to set their own consumption
agenda and not have it set for them by powerful corporate interests who give
them the illusion of freedom by giving them a number of choices. The fact is
that no corporation will develop a product for the market unless that market is
a mass marketi.e.there must be enough potential consumers to make
the product profitable. Therefore, in its very essence, product development is
not for individuals but for collectives, for masses because it would be
unprofitable to cater to intelligent, individual tastes. We will not have a
market-place that is truly responsive to individual demands until the mechanism
of the market-place is changed. In Chapter 3 we develop a market system that is
truly responsive to individual demand as an alternative to the present
market system which is responsive to mass demand.
The systematic
deterioration of culture and art is a ruthless ploy to profit from the fact
that people will spend money on things which are immediately palatable but not
on things which require some expenditure of effort on their part. The truth is
that increased freedom results from the self-development of an individual's
potential and this requires self-discipline and work. In present day society,
options are not presented to us out of love but out of greed and self-interest.
Nor do we truly get to choose what options are to be created for us. It's almost predictable that the next rock
star will find some angle to exploit involving sex or violence or a fusion of
the two which goes beyond the standards of bad taste set by his predecessors.
We are titillated by a barrage of disinformation concerning sex and violence in
which a perverted notion of progress mandates that the new star is grosser and
more vulgar, more outrageous and shocking than the old. Already sex and
violence are being sold and purveyed to eight-year olds through the media which
makes the campaign to stop child abuse in this country seem hypocritical. One
of the biggest child abusers is the telephone company which makes approximately
$20 billion per year selling pornography over the phone to children! Rape is
glorified in some rock songs. Another glorifies thrill-killing. An album cover
depicts a woman lying beaten and bloody in the gutter while a man hovers over
her in victory. This is cultural fascism!
Our children are being
taught, because there are profits in it and for no other reason, that the
degradation of women is perfectly acceptable, that murder is acceptable, that
rape is acceptable, that using hard-core drugs is acceptable , that
irresponsible sex is acceptable. Turning Santa Claus into a psychopathic killer
as in the movie, "Silent Night, Deadly Night" is acceptable as long
as it sells movies. The point is that our children are being disinformed,
miseducated and preyed upon by commercial interests who will tell you that they
are breaking no laws and are operating legitimately within the economic system.
They will tell you that their right to purvey this material is protected under
the First Amendment guarantees of free speech. The depiction of any act
regardless of how violent, how degrading, how sadistic, how insensitive is
perfectly OK because it is a free country. The bombardment of children with
sexual messages which glorify irresponsible sexuality is probably responsible
for the growing teen-qge pregnancy rate at a time when other countries, whose
teen-agers are no less sexually active, have a declining rate of unwanted
teen-age pregnancies which, by the way, most often doom mother and child to a
life of poverty. While the girlfriends of rock stars offer themselves as role
models as they have children out of wedlock, impressionable young girls who are
less well-heeled get pregnant and trip the trap door of poverty. Information on
birth control is widely available. That is not the problem. The problem is that
the megatonnage of the propaganda being disseminated into our culture which
glorifies a perverted and irresponsible approach to sex and violence which is
being promulgated by commercial interests with solely profit in mind is not
being matched by a similarly determined effort to inform people of healthy and
responsible approaches to sexuality and of alternatives to violence and even
war.
Just the fact that the
need is felt to combat the unhealthy messages of advertising by
counter-advertising is an indication of a fundamental failue of social
institutions. There should be no need of media advertising to teach people to
be sexually responsible or not to use drugs. That should be the function of the
educational system. It's an indication of how much society has fallen sway to
commercial forces, how much power over us the media powered by corporate
interests, has. The message is that the educational system doesn't have the
power to inform and educate people that the media has and that, if we wish to
dissuade smoking or drugs or unwanted pregnancy, we must do so by using the
media in the form of commercial advertising. Recently, a non-profit group
produced a video sequence which they proposed to the major networks for a
Public Service Announcement. It was turned down by all three major networks.
The aim of the sequence was to persuade teen-age girls not to throw their
futures away by becoming pregnant. The networks said the subject matter was too
controversial. Of course these same networks have soap operas in which everyone
is hopping into bed with everyone else and nobody gets pregnant, but that's not
controversial. I imagine that what the real controversy is is that the sponsors of such blatantly
sex-selling shows as Dallas might object to a 60 second message which might
cause someone to question the good intentions of a show which uses sexual
propaganda to sell products. We question the value of sex education at the same
time as we defend the rights of commercial interests to exploit ourselves and
our children. That's a sure formula for catastrophe. There are only two ways
out of this morass:
(1) restrict the
right of purveying material over the mass media which is exploitive and
demeaning and represents the perpetration of disinformation and misinformation
and
(2) an educational
campaign in the school system to inform people of the healthy and responsible
exercise of their sexuality and also of the healthy alternatives to violence.
The point is that the
educational system should not have to be put in the position of deploying
enormous resources to counteract unhealthy trends and tendencies encouraged by
commercial interests through the media.
We are a society that
is hooked on thrills and frills and unwilling or unable to see the destination
at the end of the road we are being led down. Why does negativity sell? Why is
their so much violence on TV and in the movies? Because negativity and violence
have an immediate and obvious impact. In an interview published in Mother Jones
magazine, in the August/September 1985 issue, Laurie Anderson said: "I
think it would be quite amazing if artists were able to create images that were
the opposite of destruction and fear. Those are the horror shows that make your
heart beat faster: a plane wrecks and it's exciting. Someone builds a house and
maybe it's not that thrilling. Your heart doesn't pound like that. Bucky Fuller
tried to make your heart pound like that. Utopians have always tried to excite
people with visions of a full and peaceful future, but it's hard to compete
with images of destruction. I know a Vietnam vet who got a job shoveling snow,
and every time he shoveled, he couldn't forget his '2-4-6-8' mutilation cheers
that he'd learned in boot camp. There is no equivalent for that kind of
[indoctrination.] Well, what would it be? Someone swings a golf club and tick
goes 'peace on Earth. Goodwill towards men' tock. (Laughs.) What I'm saying is that fear
and horror are powerful. Peace and kindness are not thrilling. And if they
could somehow be made amazing in that way, it would be wonderful."43
What a sad commentary
on our culture when it's hard to compete with the images of destruction, when
the winner of the competition is the one who is the most violent, the most
destructive. We must question the value of thrill-seeking when peace and
kindness are not thrilling. In a review of the movie, "Dune," David
Ansen says: "We see sinister punks with their ears sewn tight; the baron's
mad doctor takes delight in lancing his festering facial boils. This is gory,
kinky stuff, but it's also funny-the kind of gross-out humor that children
love. When the mad, cackling baron, who hovers in the air on 'suspensors,'
descends on one of his pretty male victims in an ambiguous unseen act that is
part vampirical, part sexual and decidedly murderous, 'Dune' reaches a peak as
perverse as any in a midnight cult movie."44 May I ask who has taught children to love
"gory, kinky stuff" as opposed to wholesome uplifting stuff? And what
of the hypocracy of a society that creates entertainment for children involving
acts which are "part vampirical, part sexual and decidedly murderous"
and then wonders why there is an epidemic of child abuse. If children are fed
as "entertainment" acts which depict the very abuse that society is
alarmed about and then are expected to accept this with equanimity, to be
amused by it, are expected not to react with alarm, then entertainment has
descended to the depths of passing off as everyday occurrences behavior that is
universally condemned as morally reprehensible when it occurrs in reality. This
is dangerous. Our fantasies are being fueled with images of atrocities that are
illegal to act out. And yet the climate created is "Well this is no big
deal. These things are happening all the time. This is fun!" Complacency
instead of alarm. Acceptance of gory, kinky stuff and murderous acts as part of
our cultural fabric instead of repudiation. In this cultural milieu it becomes
thinkable, in some people's minds, to act out their destructive fantasies.
After all they saw children laughing at these same acts when they were depicted
on the screen. There was an acquiescence rather than a refusal in vicariously
participating in these acts as they were being depicted and as they were
happening to others. It is only a small step from there to the acceptance of
and acquiescence in the manifestation of these acts in reality especially if
the distinction between reality and fantasy has been blurred by drugs. And then
without blinking, a movie's peak can be said to be the moment when it is
maximally perverse, all moral and healthy values have been shoved aside and the
only consideration is how cleverly the movie titillates us.
The point is that art
or entertainment should represent an ideal to be lived up to rather than a
level of depravity that in reality we must not sink to. The images that we take
in from our cultural environment should not be ones that we can vicariously
participate in but must not live out; rather they should be images that we can
wholeheartedly endorse and can be encouraged to emulate. They should pull us up
rather than pulling us down.
The impact of the
portrayal of negativity and violence comes about because there is no need to
digest or assimilate this information. There is no efforting involved to
appreciate it. It is not something to be mulled over, and for which the
implications need be discussed. It is
powerful and direct. And power and action are much admired in this society as
opposed to the values of caring and contemplation which aren't given much more
than lip service, if that. Like heroin, negativity goes directly into our
nervous system and registers there with no effort on our part.
In the May 6, 1985
issue of Newsweek, Kandy Stroud quotes the lyrics of Prince's song,
"Darling Nikki":
"I knew a girl
named Nikki
I guess u could say
she was a sex fiend
I met her in a hotel
lobby
masturbating with a
magazine" and goes
on to say: "Unabashedly sexual lyrics like these, augmented by orgasmic
moans and howls, compose the musical diet millions of children are now being
fed at concerts, on albums, on radio and MTV. ...I confess to being something
of a rock freak. I may be a singer of sacred music, but I've collected rock
since its birth in the 50s. I've danced to it and now I do aerobics to it; I
love the beat and the sound. But as both parent and musician I am concerned
about the number of hit tunes that can only be called porn rock, and about the
tasteless, graphic and gratuitous sexuality saturating the airwaves and
filtering into our homes. ...On the album, 'Defenders of the Faith,' the group
Judas Priest sings 'Eat Me Alive,' which deals with a girl being forced to
commit oral sex at gunpoint. ...In concert, W.A.S.P.'s lead singer, Blackie
Lawless has appeared on stage wearing a codpiece with a buzz-saw blade between
his thighs. During 'The Torture Never Stops,' Lawless pretends to pummel a
woman dressed in a G-string and black hood, and, as fake blood cascades from
the hood, he attacks her with the blade."45 This is hardly ennobling entertainment. It is
entertainment which appeals to the dark side of human nature. The value in this
kind of entertainment rests solely in its ability to excite, and, since this
value has superseded all others, this music is successful. It sells. Ms. Stroud
goes on to say: "Aristotle said music has the power to form character. The
Bach B-Minor Mass can be a link with the eternal. But while music can ennoble
and inspire, it can also degrade. ...If distillers can voluntarily keep their
products off the public airwaves, then the record industry can also curb porn
rock-or, at the very least, make sure that kids under 17 are not allowed into
sexually explicit concerts.
"And what about
the musicians themselves? If 46 pop superstars can cooperate to raise millions
of dollars for African famine relief with their hit 'We Are the World,' why
can't musicians also ensure that America's own youth will be fed a diet of rock
music that is not only good to dance to but healthy for their hearts and minds
and souls as well?"
What we are seeing
here is a convergence of unbridled greed with the willingness to perpetrate
horror, violence and sadism. It is as if these negative values feed upon and
reinforce each other. The person who cares about nothing except making a lot of
money in the rock world also cares nothing about the impressionable and perhaps
unstable people who might take his music seriously and try to emulate the
values contained therein. We also have a convergence of cultural and national
values here. We have a culture bent on the perpetration of horror and
negativity and violence as a way of exploiting the market and making money, and
we have a government which uses the horror of nuclear devastation as a policy
tool, the violence in a policy of playing nuclear chicken, as a way of life in
order to maintain an order in the world in which we can make money to say
nothing of the exporting of arms as a means of generating revenue. So horror
and violence permeate both our culture and our national policies and serve to
reinforce each other.
The goal and content
of entertainment becomes identical with the goal and content of TV commercials.
Both seek to sell a product by seducing and manipulating us psychologically, by
turning off our ability to think critically, and by encouraging our passive
acquiescence in the consumption of their product. They want to "get to
us" at a level of our being which is pre-critical, at which we are likely
to be motivated solely by emotional pitches. Just as Hitler moved the masses by
his appeals to the worst in a German nation which had produced the most brilliant
minds by providing excitement for people who felt basically powerless and
anonymous, contemporary manipulators of the mass psyche whether in the form of
TV commercials or entertainment are using the same psychological mechanisms in
order to sell products whether those products are albums, tapes and tickets in
the case of entertainers, or cars, beer and deodorants in the case of TV
commercials. Political spots have also resorted to the same use of the
negative, non-informative commercial. The techniques of mind-manipulation are
being used in every arena-political, economic and cultural. Even TV performers
who lose their shows due to low ratings can self-produce their own commercials
and get right back on TV hawking a product instead of a message. Richard Simmons
now sells Deal-a-Meal using the same techniques that he used to advocate weight
loss and exercise. He probably makes the same amount of money either way and
his message is essentially the same either way.
A society infused not
with love but with greed and negativity can well be said to be alienated both
from itself and from the rest of the world. Erich Fromm had this to say.
"Marx recognized what becomes of human needs in an
alienated world, and he actually foresaw with amazing clarity the completion of
this process as it is visible only today. While in a socialist perspective the
main importance should be attributed 'to the wealth of human needs, and
consequently also to a new mode of production and to a new object
of production,' to 'a new manifestation of human powers and a new
enrichment of the human being,' (Economic and Philosophical Manuscripts, p140)
in the alienated world of capitalism needs are not expressions of man's latent
powers, that is, they are not human needs; in capitalism, 'every man
speculates on creating a new need in another in order to force him to a
new sacrifice, to place him in a new dependence, and to entice him into a new
kind of pleasure and thereby into economic ruin. Everyone tries to establish
over others an alien power in order to find there the satisfaction of
his own egoistic need. With the mass of objects, therefor, there also increases
the realm of alien entities to which man is subjected. Every new product is a
new potentiality of mutual deceit and robbery. Man becomes increasingly
poor as a man; he has increasing need of money in order to take
possession of the hostile being. The power of his money diminishes directly
with the growth of the quantity of productioni.e.his need increases
with the increasing power of money. The need for money is, therefor, the
real need created by the modern economy, and the only need which it creates.
The quantity of money becomes increasingly its only important quality.
Just as it reduces every entity to its abstraction, so it reduces itself in its
own development to a quantitative entity. Excess and immoderation become
its true standard. This is shown subjectively, partly in the fact that the
expansion of production and of needs becomes an ingenious and always calculating
subservience to inhuman, depraved, unnatural and imaginary appetites. Private
property does not know how to change crude need into human need; its
idealism is fantasy, caprice and fancy. No eunuch flatters his
tyrant more shamefully or seeks by more infamous means to stimulate his jaded
appetite, in order to gain some favor, than does the eunuch of industry, the
entrepreneur, in order to
acquire
a few silver coins or to charm the gold from the purse of his
dearly
beloved neighbor. (Every product is a bait by means of which the individual
tries to entice the essence of the other person, his money. Every real or
potential need is a weakness which will draw the bird into the lime. Universal
exploitation of human communal life. As every imperfection of man is a bond with
heaven, a point at which his heart is accessible to the priest, so every want
is an opportunity for approaching one's neighbor with an air of friendship, and
saying, 'Dear friend, I will give you what you need, but you know the conditio
sine qua non. You know what ink you must use in signing yourself over to
me. I shall swindle you while providing you enjoyment.' The entrepreneur
accedes to the most depraved fancies of his neighbor, plays the role of pander
between him and his needs, awakens unhealthy attitudes in him, and watches for
every weakness in order, later, to claim the remuneration for this labor of
love.'"
46
All this was written
before the drug crisis in the US, but it is easy to see how accurately and
completely Marx captured the spirit of the depravity that ensues when one will
sell anything to one's neighbor for
money-even that which will destroy him. Marx has foreseen that freedom in
capitalistic societies is interpreted as the freedom to consume as opposed to
the freedom of self-development. He also hints at the fact that there is a
tendency for legitimate products, ones which enhance the quality of life rather
than denigrate it, to be overshadowed and forced out of the marketplace by
products which appeal to the darker side of human nature, are more exciting,
but ultimately are degrading to producers and consumers alike. This is
especially true in the world of art and entertainment as we have seen.
Marx's concept of
freedom had to do with the flowering, the free self-development, of the
individual outside the realm of necessity, of work. To this end socialism, the
rational organization of the means of production to satisfy man's true needs
with the least expenditure of energy, was the precondition for freedom.
"Beyond it [the realm of necessity] begins that development of human
power, which is its own end, the true realm of freedom, which, however, can
flourish only upon that realm of necessity as its basis. The shortening of the
working day is its fundamental premise."47 Freedom is
seen by Marx as free time rather than free selection among a variety of
consumer goods. The purpose of this free time was the overcoming of alienation,
alienation from self, alienation from one's fellow man, alienation from nature.
Quoting Fromm: "Socialism for Marx was, as Paul Tillich put it, 'a
resistance movement against the destruction of love in social reality.'"48 As we have seen, even the free selection of goods
in the marketplace in a capitalistic society is an illusion since goods which
are conducive to human well-being get forced out of the marketplace by goods
which cater to a quick fix. Thus the only freedom of selection we have is among
products which are available to us and these tend to be, almost by some
invisible and inexorable law, products which produce alienation-an alienation
from the values of love and kindness and gentleness and peace-because these
things are not exciting, do not provide a rush of adrenalin, are not a quick
fix. Also it must be stressed that products available in the marketplace are
products provided for consumers by producers, by economic power centers, in the
interest of making a profit. The option set available over which the consumer
has supposedly "free choice" is not the same as the set that might be
specified if the consumer had direct control and could specify which products
should be produced and made available in the first place.
It is interesting that
John Stuart Mill, one of the great original thinkers of the Western world
regarding the value of freedom, had much the same concept of freedom as Marx.
In his monumental work, "On Liberty," he writes: "If it were
felt that the free development of individuality is one of the leading
essentials of well-being; that it is not only a coordinate element with all
that is designated by the terms civilization, instruction, education, culture,
but is itself a necessary part and condition of all those things, there would
be no danger that liberty should be undervalued, and the adjustment of the
boundaries between it and social control would present no extraordinary
difficulty. ...Among the works of man which human life is rightly employed in
perfecting and beautifying, the first in importance is surely man
himself."49 This emphasis on the development of man's inner
resources as the true aim and expression of freedom goes counter to the concept
of freedom which has been meticulously cultivated in this society. To a large
extent, TV commercials have identified
their products with the country itself and with the values of the
society, chief among them in the US being the value of freedom. In order to use
the concept of freedom in the service of selling their products, however, it
must be changed from its historical meaning and given a new meaning consistent
with the goals of the businessmen who wish to sell their products.
So freedom has come to
consist, to a large extent, in the choice among a multitude of products as in
the slogan of 7-11, "Freedom of Choice," that is in the selection of
their products. There is also the freedom of exhilaration you will feel when
you consume certain products as they are hyped. The American way of life has
come to mean, for a lot of people, the freedom to have a large selection of
consumer goods available to them. This is the American value that we will fight
and die for and nobody better tamper with. However, it is precisely this value
that places us in an adversarial relationship with most of the rest of the
world's population who either live in poverty or at a fraction of the level of
material affluence of most Americans. The US has 6% of the world's population
but consumes 40% of the world's resources. We literally take their stuff and
haul it back here to consume it often using their cheap labor to process it for
us prior to our consumption. To protect and ensure our freedom, our way of
life, which consists in appropriating an unfair share of the world's resources
to ourselves, we are willing to fight and to die. It is unthinkable that we
should be willing to lower our standard of living so that there would be a more
equitable distribution of material resources around the world and so that the
rest of the world's population who are living in poverty should be pulled above
the poverty line. So our freedom to consume conflicts with the freedom of the
poor of the world to consume. In the Reagan era, American consumption has gone
on unabated. The only difference is that we are going into hock via the
national budget and trade deficits to maintain it. Thus foreigners are gaining
control over the American economy and industrial base simply by catering to our
propensity to consume and extending us credit. Thus not only are we not using
our wealth and cutting back on our consumption to help other less fortunate
nations, we are losing our wealth in order to maintain our addiction
to consumption.
Again Mill is saying the same thing as
Marx in only a slightly different way and that is that the purpose of freedom
is self-development or the full flowering of one's individuality, and that freedom
itself consists of the free time and the means to do this. The implication here
is that some work, some efforting is involved if one is to develop his
individuality. This is at odds with the prevalent more that one is doing his
patriotic duty by sitting back and passively consuming products, products which
are guaranteed to give us a rush of immediate excitement here and now. By
contrast, the development of some skill or ability may be somewhat boring and
the gratification to be gained from the exercise of that skill or ability may
be somewhere down the road. "Having said that the individuality is the
same thing with development, and that it is only the cultivation of
individuality which produces, or can produce, well-developed human beings, I
might here close the argument; for what more or better can be said of any
condition of human affairs than that it brings human beings themselves nearer
to the best thing they can be."50
The notion of freedom
in our society has been distorted from the traditional Western value to mean
the freedom to have even at the expense of the have-nots. Protecting this fact
is what protecting American interests around the world really means. In
actuality there is no inherent conflict between Eastern and Western values. The
ideas of Karl Marx and John Stuart Mill regarding freedom are essentially the
same. Christian values underpin societal values in the East and are adhered to
in principle-but violated in actual fact-in the West. The conflict between East
and West is really a conflict between the national interests of the US and the
USSR rather than a conflict between two different value systems.
THE
TWO COMPETING VALUE SYSTEMS
The notion of freedom
in the Western world seems to be basically that freedom consiste of the freedom
to havei.e.to possess material objects. One is more free in
proportion to the quantity and quality of material objects which he may
possess. Since all that is required for the possession of material objects is
money, one's freedom is proportional to the amount of money one possesses.
Hence one pursues freedom by pursuing money. An increase in the number of hours
per week spent working is desirable in order that one may make more money, be
able to have more things, and hence be more free. We have already seen how this
concept, while purported to be the embodiment of Western values, is actually a
perversion of Western values and how one of the main architects of Western
values, John Stuart Mill, is actually in agreement with Karl Marx that the
essential notion of freedom consists in the free development of individual
capacities and talents. This is true freedom, and the possession of material
objects resulting from the prior accumulation of money would be considered an
alienated form of freedom.
Marx's concept was
that freedom begins where work or the struggle for survival ends. Freedom
consists of the flowering of the individual in an unhampered and unfettered
way, in the circumstances required for one to reach and express one's potential
as a human being rather than in the ability to possess things. The possession
of things is an alienated form of freedom because true happiness is the result
of the self-directed development of one's innate capacities, and unhappiness
results when the urge towards the development and expression of these innate
capacities is frustrated or blocked, whether that comes about due to external
restraining forces or due to self-imposed restraints. The blocking of the
development of innate individual capacities may be political or governmental or
it may come about by the manipulation and encouragement of a passive,
consumption-oriented lifestyle by TV advertising. In either case individual
freedom is reduced. It should be pointed out that, while there is a natural
urge towards the development and expression of one's innate capacities, doing
this requires some work, some expenditure of energy on the individual's part.
Self-discipline is required and laziness must be overcome. It is easier, but
ultimately less rewarding, to sit back, spend money and possess things. But
there is an inner emptiness, a hollowness, in the individual who neglects his
inner development and seeks happiness in the possession of material objects.
In the Marxian value
system, reduction in the quantity of hours spent working "for a
living" is desirable. The work necessary to produce the necessities of
life should be organized in the most logical, efficient, effective and rational
manner in order to minimize the necessary work and in order to create
and enlarge the amount of free time-the time within which one can develop his
capacities as a civilized, cultured, self-actualized and transcendant human
being. Where this concept of freedom involving self-development meets with
resistance has to do with the fact that this process requires some
self-repression or self-discipline on the part of the individual. While
rejecting external repression imposed by outside forces such as nature or the
State, the individual must choose, although the form and circumstances are
freely chosen, to impose repression to some extent on himself, paradoxically
enough, in order to become free, in order to overcome alienation, in order to
be at one and at peace with himself and his fellow man. The unwillingness to
impose some measure of self-repression predisposes one to seek to make money
and things the repository of one's happiness, to find happiness not in an
internal state but in an external object. This leads to alienation and
disillusion and to a lack of being at one and at peace with one's self and
one's fellow man since things aren't the source of our happiness. A vicious
circle develops. The more we try to find happiness in external things, the less
happy and at peace we are, the more we need more external things in a
desparate strategy that we will be happy if only we have more. This leads to a
preoccupation with controlling and self-appropriating the external world, and
since we are not at peace with (in fact we are alienated from) our fellow man,
and they are presumably vying for the same resources, we must be concerned
about controlling them too. Being unwilling to impose self-discipline on
ourselves leads to the attempt to control the environment and our fellow man
which leads ultimately to war. This veritable addiction to material things is
similar to addiction to drugs.
The Marxian value
system and concepts concerning freedom, alienation and happiness are very
similar to those held by people in the human potential movement. Abraham Maslow
in "Towards a Psychology of Being"51
talks about a hierarchy of needs with D-needs at the bottom and B-needs at the
top. D-needs (deficit needs) are the basic needs of food, clothing, shelter
etc. Once these needs are fulfilled, so the theory goes, the individual will be
motivated to go on to fulfill the higher order or B-needs (being needs) which
have to do with more fully expressing his potential as a human being. Maslow's
D-needs and B-needs roughly correspond to Marx's socially necessary work (the
work necessary to provide the basic necessities of life) and the activities
entered into in one's free time which result in the "flowering of the
individual." The two concepts of human needs are very similar as are the
two concepts of freedomi.e.freedom to develop one's potential
(B-needs) rests on the necessary work required to produce the necessities of
life (satisfaction of one's D-needs). When the satisfaction of a need is
blocked at any level, one's growth and flowering is blocked also and one is
fixated on that need until the impediment is removed as is necessary so as to
satisfy the need and move on to the next stage. The impediment may be external
such as a repressive or manipulative society or internal such as a fixation or
neurosis. The individual's growth is stymied and he is unable to satisfy higher
order needs and to fulfill his potential. A revolution in the external world or
an important insight or revelation in one's internal world might be, depending
on circumstances, the therapy required to remove the block so that the individual
may progress in his development. People who are free from external restraints
but yet are unwilling to progress in their self-development, may become fixated
at the material level attaching an exaggerated importance to the value of
material things and projecting their self-alienation onto their enemy. These
people, sensing their own inner weakness, seek to become strong in the same way
they seek to become happyi.e.in the possession of external things-in
this case armaments and weapons, most notably nuclear weapons. There is an
attempt to assuage the inner emptiness by the possession of more and more
things while the assuaging of the inner weakness is attempted by the possession
of more and more nuclear weapons. The reasons for the inner alienation and lack
of peace are projected on one's enemy, namely the Soviet Union. The weaker one
feels as an individual, the more is the need for external armaments, the
greater is the need to procure one's sense of security by buying it with money,
by spending more and more money on the Defense budget.
This at least is a
plausible explanation for the arms race. No matter how many weapons we have, no
matter if we have the explosive power of 1000 tons of TNT for every man, woman
and child on the face of the earth, we never feel secure because it is a law of
human nature that we can never feel secure in this way just as we can never
find happiness in the possession of more and more material things even when we
know that overconsumption and underactivity lead to cancer and heart disease.
In the same way we place our reliance on nuclear weapons even when we know
that, objectively speaking, we are hastening the day when the death of the
human species wil occur.
There has been much
written to suggest that unless we come to terms with our real needs and desires
and attain a degree of psychological
health, our energy will flow into unhealthy and morbid channels. From
"Life Against Death," by Norman O. Brown: "It also begins to be
apparent that mankind, unconscious of its real desires and therefore unable to
obtain satisfaction, is hostile to life and ready to destroy itself. Freud was
right inpositing a death instinct, and the development of weapons of
destruction makes our present dilemma plain: we either come to terms with our
unconscious instincts and drives-with life and with death-or else we surely
die."52 So long as we are bombarded by false messages in a
society in which advertisers have a vested interest in obfuscating what our
real needs and desires are, our becoming healthy individuals and hence a
healthy society is made that much more difficult. The frustration of our real
needs by our co-option in the pursuit of false needs created by advertisers
leads to a perversion in which we become more and more at the mercy of the
Death instinct and more and more willing to entertain the acceptability of the
notion of nuclear mass destruction.
Again, Brown
corroborates the deliberate confusion of the consumer through advertising:
"Modern economic theory, which accepts as given and unquestionable the
demands that appear on the market (the 'randomness of ends'), is accepting as
given and unquestionable the irrationality of human demand and consumption
patterns. Once again we see the spurious character of modern 'rationality.'
What the elegant laws of supply and demand really describe is the antics of an
animal which has confused excrement with aliment and does not know it, and
which, like infantile sexuality, pursues no 'real aim.' Having no real aim,
acquisitiveness, as Aristotle correctly said, has no limit. Hence the
psychological premise of a market economy is not, as in classical theory of
exchange, that the agents know what they want, but that they do not know what
they want. In advanced caqpitalist countries advertising exists to create
irrational demands and keep the consumer confused; without the consumer
confusion perpetuated by advertising, the economy would collapse."53 Brown's point is that the more we deny our true
needs and desires as human beings and instead acquiesce in the pursuit of
things as we are encouraged to do by advertising, the more devitalized we
become, the more preoccupied with death and destruction we become and the more
life comes to resemble a quasi-death. "The more the life of the body
passes into things, the less life there is in the body, and at the same time
the increasing accumulation of things represents an ever fuller articulation of
the lost life of the body. ...The transformation of life into death-in-life,
which is the achievement of higher civilization, prepares mankind to accept
death. ...This withdrawal of Eros hands over culture to the death
instinct;..."54
Herbert Marcuse has
recognized the extent to which modern capitalism is dependent on convincing
people that the false options it offers are really worthwhile and, what's more,
are really the only ones available. "Still, the guilt is there; it seems
to be a quality of the whole rather than of the individuals-collective guilt,
the affliction of an institutional system which wastes and arrests the material
and human resources at its disposal. The extent of these resources can be
defined by the level of fulfilled human freedom attainable through truly
rational use of the productive capacity. If this standard is applied, it
appears that, in the centers of industrial civilization, man is kept in a state
of impoverishment, both cultural and physical. Most of the cliches with which
sociology describes the process of dehumanization in present-day mass culture
are correct; but they seem to be slanted in the wrong direction. What is
regressive is not mechanization and standardization but their containment, not
the universal co-ordination but its concealment under spurious liberties,
choices and individualities. The high standard of living in the domain of the
great corporations is restrictive in a concrete sociological sense: the goods
and services that the individuals buy control their needs and petrify their
faculties. In exchange for the commodities that enrich their life, the individuals
sell not only their labor but also their free time. The better living is offset
by the all-pervasive control over living. People dwell in apartment
concentrations-and have private automobiles with which they can no longer
escape into a different world. They have huge refrigerators filled with frozen
foods. They have dozens of newspapers and magazines that espouse the same
ideals. They have innumerable choices, innumerable gadgits which are all of the
same sort and keep them occupied and divert their attention from the real
issue-which is the awareness that they could both work less and determine their
own needs and satisfactions."55 Marcuse sees that the "rational use of the
productive capacity" leads to freedom, not enslavement, because
1) it leads to less
work and more free time and
2) it leads to
production for real human needs and wants instead of production for which the
need is created through advertising.
What this society has
produced and intends to produce is a malleable consumer and a
docile worker: a consumer whose consumption patterns can be dictated and
altered to suit the exigencies of corporate suitability and a worker who
accepts the terms and conditions of his employment-a non-critical attitude
towards the nature of his employer's business and a work week that consumes the
energy and time that might have been put into the development of his individual
capacities for life.
We have seen how the
positing of choices by the corporate power structure creates false choices for
the individual and deceives him into thinking he has a "free" choice
over the options available to him in either production or consumption. In the
next chapter we develop the theoretical underpinnings for a system which truly
allows the individual free choice because the choices originate with him and not
with the corporate power structure which then offers them to him. Our
contention is that a way out of the current impasse and rivalry betwee the
superpowers which has brought us to the verge of extinction as a species is to
see that
1)both of the
societal systems of the US and the USSR are flawed, incomplete and in the
process of historical evolution and, therefore, are not inherently worth a
nuclear war in order to project the values of the one society on the other and
the rest of the world, indeed, if there were any people left on whom to project
those values;
2) we are at a
juncture in history at which a synthesis of these two rivalling social systems
can be visualized which incorporates the positive aspects of each while
respecting the negative aspects.
We have shown that a
social system which incorporates the economic rights of the USSR and the
political rights of the US would be more in accordance with the UN's Universal
Declaration of Human Rights. This system would eliminate what remains of the
political repression of the USSR while eliminating the economic repression and
poverty of the US.
We also envision a
social system in which the political concept of democracy is extended to the economic
realm and the economic concept of communism is extended to the political realm;
in which the economic concept of the market is extended to the political realm
and to the realm of socialistic economics. "To each according to his
need" becomes synonomous with free individual choice; central planning and
corporate choice-setting become replaced with individually generated choices
and preferences; political and economic markets become responsive to individual
demands instead of shaping the domains of choice which are then imposed on
individuals. Economic democracy does not mean that economic solutions
collectively chosen by democratic means are then collectively applied. It means
that each individual has one share of economic power. By interposing the word
"market" as in economic market democracy, we mean to imply both that economic power is shared equally and
that economic solutions, while arrived
at collectively, are responsive to
individual choices or demands and are applied individualistically. Similarly, political
market communism implies that political solutions arrived at collectively by
means of a democratic procedure can be individually tailored to each according
to his needs, choices and demands. Choices made collectively do not have to be applied
collectively, and the overall social choice can be the sum total of individual
choices arrived at via a collective procedure.
Command economies and
corporate planning for mass consumption mean that the individual has been
disempowered and that decisions are being made for him by corporate and
political entities and power structures. Individual values demand that the
individual be reempowered and reenfranchised and that societal structures
become respponsive to individual demands, choices and preferences. Developing a
societal structure capable of doing this is the task of Chapter 3.
The important point
for the Western world is that the concepts of freedom, equality and justice
which are inherent in democracy should be extended to the economic realm.
Likewise, for the Eastern world, those same concepts which are inherent in
socialsm and communism should be extended to the political realm. A society
which encompasses both political and economic rights as well as the just and
fair democratic social decision making mechanisms which are incorporated in
democracy and socialism, can be visualized today. Such a society can not only
be visualized but can also be described with a great depth of theoretical
detail.
The ensuing discussion
will be an attempt to concretize and generalize the concepts of freedom,
equality and democracy. We then show how these concepts of social
decision-making carry over into the economic realm and become a generalization
of socialism. To do this we need to get quite technical, even mathematical, in
our discussion. One of the things we are attempting to do in this book is to
merge and integrate the technical and polemical literature, the artistic and
the scientific.
END OF CHAPTER 2